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K2 PRINCIPAL FUND, L.P.
> PFSI
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2023 | PennyMac Financial Services, Inc. | PFSI | 88,000 | 88,000 | 5,245,680,000 | 5,245,680,000 | $59,610.00 |
| 06/30/2022 | PennyMac Financial Services, Inc. | PFSI | 0 | -31,200 | 0 | -1,660,000 | |
| 03/31/2022 | PennyMac Financial Services, Inc. | PFSI | 31,200 | 31,200 | 1,660,000 | 1,660,000 | $53.21 |
| 12/31/2021 | PennyMac Financial Services, Inc. | PFSI | 0 | -374,800 | 0 | -22,912,000 | |
| 09/30/2021 | PennyMac Financial Services, Inc. | PFSI | 374,800 | 374,800 | 22,912,000 | 22,912,000 | $61.13 |
| 06/30/2021 | PennyMac Financial Services, Inc. | PFSI | 0 | -54,000 | 0 | -3,543,000 | |
| 12/31/2020 | PennyMac Financial Services, Inc. | PFSI | 54,000 | 54,000 | 3,543,000 | 3,543,000 | $65.61 |
| 09/30/2020 | PennyMac Financial Services, Inc. | PFSI | 0 | -10,000 | 0 | -418,000 | |
| 06/30/2020 | PennyMac Financial Services, Inc. | PFSI | 10,000 | 10,000 | 418,000 | 418,000 | $41.80 |
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