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STEPHENS INC
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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | CATERPILLAR INC | CAT | 82,244 | 8,490 | 20,236,031,000 | 3,358,160,000 | $246,048.72 |
| 03/31/2023 | CATERPILLAR INC | CAT | 73,754 | -3,831 | 16,877,871,000 | 16,859,285,000 | $228,840.08 |
| 12/31/2022 | CATERPILLAR INC | CAT | 77,585 | 4,953 | 18,586,000 | 6,669,000 | $239.56 |
| 09/30/2022 | CATERPILLAR INC | CAT | 72,632 | -201 | 11,917,000 | -1,103,000 | $164.07 |
| 06/30/2022 | CATERPILLAR INC | CAT | 72,833 | 708 | 13,020,000 | -3,051,000 | $178.77 |
| 03/31/2022 | CATERPILLAR INC | CAT | 72,125 | -11,630 | 16,071,000 | -1,244,000 | $222.82 |
| 12/31/2021 | CATERPILLAR INC | CAT | 83,755 | 10,657 | 17,315,000 | 3,282,000 | $206.73 |
| 09/30/2021 | CATERPILLAR INC | CAT | 73,098 | 5,605 | 14,033,000 | -656,000 | $191.98 |
| 06/30/2021 | CATERPILLAR INC | CAT | 67,493 | -8,701 | 14,689,000 | -2,978,000 | $217.64 |
| 03/31/2021 | CATERPILLAR INC | CAT | 76,194 | 4,680 | 17,667,000 | 4,650,000 | $231.87 |
| 12/31/2020 | CATERPILLAR INC | CAT | 71,514 | 18 | 13,017,000 | 2,353,000 | $182.02 |
| 09/30/2020 | CATERPILLAR INC | CAT | 71,496 | 38 | 10,664,000 | 1,625,000 | $149.16 |
| 06/30/2020 | CATERPILLAR INC | CAT | 71,458 | 657 | 9,039,000 | 823,000 | $126.49 |
| 03/31/2020 | CATERPILLAR INC | CAT | 70,801 | 18,994 | 8,216,000 | 565,000 | $116.04 |
| 12/31/2019 | CATERPILLAR INC | CAT | 51,807 | -11,252 | 7,651,000 | -314,000 | $147.68 |
| 09/30/2019 | CATERPILLAR INC | CAT | 63,059 | 754 | 7,965,000 | -527,000 | $126.31 |
| 06/30/2019 | CATERPILLAR INC | CAT | 62,305 | 180 | 8,492,000 | 75,000 | $136.30 |
| 03/31/2019 | CATERPILLAR INC | CAT | 62,125 | 3,197 | 8,417,000 | 929,000 | $135.48 |
| 12/31/2018 | CATERPILLAR INC | CAT | 58,928 | 9,214 | 7,488,000 | -93,000 | $127.07 |
| 09/30/2018 | CATERPILLAR INC | CAT | 49,714 | 4,431 | 7,581,000 | 1,437,000 | $152.49 |
| 06/30/2018 | CATERPILLAR INC | CAT | 45,283 | 666 | 6,144,000 | -432,000 | $135.68 |
| 03/31/2018 | CATERPILLAR INC | CAT | 44,617 | 3,724 | 6,576,000 | 132,000 | $147.39 |
| 12/31/2017 | CATERPILLAR INC | CAT | 40,893 | 81 | 6,444,000 | 1,354,000 | $157.58 |
| 09/30/2017 | CATERPILLAR INC | CAT | 40,812 | 1,077 | 5,090,000 | 820,000 | $124.72 |
| 06/30/2017 | CATERPILLAR INC | CAT | 39,735 | 5,609 | 4,270,000 | 1,105,000 | $107.46 |
| 03/31/2017 | CATERPILLAR INC | CAT | 34,126 | -374 | 3,165,000 | -35,000 | $92.74 |
| 12/31/2016 | CATERPILLAR INC | CAT | 34,500 | 304 | 3,200,000 | 164,000 | $92.75 |
| 09/30/2016 | CATERPILLAR INC | CAT | 34,196 | -2,699 | 3,036,000 | 239,000 | $88.78 |
| 06/30/2016 | CATERPILLAR INC | CAT | 36,895 | 11,573 | 2,797,000 | 1,076,000 | $75.81 |
| 03/31/2016 | CATERPILLAR INC | CAT | 31,070 | 5,748 | 2,378,000 | 657,000 | $76.54 |
| 12/31/2015 | CATERPILLAR INC | CAT | 25,322 | 5,247 | 1,721,000 | 65,000 | $67.96 |
| 09/30/2015 | CATERPILLAR INC | CAT | 25,534 | 8,342 | 1,669,000 | 235,000 | $65.36 |
| 06/30/2015 | CATERPILLAR INC | CAT | 34,518 | 17,326 | 2,928,000 | 1,494,000 | $84.83 |
| 03/31/2015 | CATERPILLAR INC | CAT | 26,208 | 9,016 | 2,097,000 | 663,000 | $80.01 |
| 12/31/2014 | CATERPILLAR INC | CAT | 22,456 | 5,264 | 2,055,000 | 621,000 | $91.51 |
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