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ROCKWOOD INVESTMENT MANAGEMENT, INC
> MVC
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2012 | MVC CAPITAL, INC. | MVC | 62,340 | 28,728 | 757,000 | 327,000 | $12.14 |
| 09/30/2012 | MVC CAPITAL, INC. | MVC | 33,612 | 19,612 | 430,000 | 248,000 | $12.79 |
| 09/30/2010 | MVC CAPITAL, INC. | MVC | 14,000 | -24,000 | 182,000 | -309,000 | $13.00 |
| 06/30/2010 | MVC CAPITAL, INC. | MVC | 38,000 | -16,900 | 491,000 | -254,000 | $12.92 |
| 03/31/2010 | MVC CAPITAL, INC. | MVC | 54,900 | 0 | 745,000 | 97,000 | $13.57 |
| 12/31/2009 | MVC CAPITAL, INC. | MVC | 54,900 | 54,900 | 648,000 | 648,000 | $11.80 |
| 12/31/2008 | MVC CAPITAL, INC. | MVC | 0 | -104,600 | 0 | -1,595,000 | |
| 09/30/2008 | MVC CAPITAL, INC. | MVC | 104,600 | -140,300 | 1,595,000 | -1,758,000 | $15.25 |
| 06/30/2008 | MVC CAPITAL, INC. | MVC | 244,900 | 96,200 | 3,353,000 | 1,087,000 | $13.69 |
| 03/31/2008 | MVC CAPITAL, INC. | MVC | 148,700 | -124,700 | 2,266,000 | -2,147,000 | $15.24 |
| 12/31/2007 | MVC CAPITAL, INC. | MVC | 273,400 | -20,100 | 4,413,000 | -1,026,000 | $16.14 |
| 09/30/2007 | MVC CAPITAL, INC. | MVC | 293,500 | -301,800 | 5,439,000 | -5,759,000 | $18.53 |
| 06/30/2007 | MVC CAPITAL, INC. | MVC | 595,300 | -185,783 | 11,198,000 | -1,026,000 | $18.81 |
| 03/31/2007 | MVC CAPITAL, INC. | MVC | 781,083 | 781,083 | 12,224,000 | 12,224,000 | $15.65 |
| 12/31/2006 | MVC CAPITAL, INC. | MVC | 781,000 | -2,200 | 10,434,000 | 284,000 | $13.36 |
| 09/30/2006 | MVC CAPITAL, INC. | MVC | 783,200 | 0 | 10,150,000 | -376,000 | $12.96 |
| 06/30/2006 | MVC CAPITAL, INC. | MVC | 783,200 | -12,900 | 10,526,000 | 2,040,000 | $13.44 |
| 03/31/2006 | MVC CAPITAL, INC. | MVC | 796,100 | 0 | 8,486,000 | 0 | $10.66 |
| 12/30/2005 | MVC CAPITAL, INC. | MVC | 796,100 | 796,100 | 8,486,000 | 8,486,000 | $10.66 |
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