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Apollo Endosurgery, Inc. (APEN)

Portfolio as of:
NameSharesChangeValue% Port% OSHistDate
Archon Capital Management LLC 1,645,443-196,64116,405,067,0004.764.04 Hist 12/31/2022
NEW YORK LIFE INVESTMENT MANAGEMENT LLC 430,063430,0634,266,225,0000.05  Hist 03/31/2023
GOLDMAN SACHS GROUP INC 267,308-628,9052,651,696,0000.00  Hist 03/31/2023
NJ State Employees Deferred Compensation Plan 130,00001,296,100,0000.210.32 Hist 12/31/2022
HARVEST MANAGEMENT LLC 30,00030,000297,600,0000.22  Hist 03/31/2023
LYTTON LAURENCE W 3,689,9201,041,77031,106,026   Hist 12/31/2021
Gagnon Neil 3,388,079389,60128,561,506   Hist 12/31/2021
Sunbelt Securities, Inc. 2,7992,79927,766,0000.00  Hist 03/31/2023
Soleus Capital Master Fund, L.P. 2,295,1002,295,10019,347,693   Hist 12/31/2021
Parian Global Management LP 527,126-205,8402,905,0009.441.30 Hist 09/30/2022
Belpointe Asset Management LLC 100100992,0000.00  Hist 03/31/2023
BANK OF MONTREAL /CAN/ 159,200159,200716,0000.000.40 Hist 06/30/2022
ExodusPoint Capital Management, LP 48,93348,933485,0000.00  Hist 03/31/2023
Marshall Wace North America L.P. 16,203-3,259147,0000.000.06 Hist 09/30/2021
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 17,198063,0000.000.04 Hist 06/30/2022
LAZARD ASSET MANAGEMENT LLC 5,701-5,20356,0000.000.01 Hist 12/31/2022
Cutler Group LLC / CA 1,40010013,0000.00  Hist 03/31/2023
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