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FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (FXD)

Portfolio as of:
NameSharesChangeValue% Port% OSHistDate
MORGAN STANLEY 895,186-76,660102,982,254,0000.01  Hist 06/30/2023
WELLS FARGO & COMPANY/MN 712,186-34,37381,929,795,0000.02  Hist 06/30/2023
LPL Financial LLC 432,037-32,44745,445,928,0000.04  Hist 03/31/2023
UBS Group AG 223,86841,89125,753,775,0000.01  Hist 06/30/2023
RAYMOND JAMES & ASSOCIATES 236,087-35,48921,613,747,0000.02  Hist 12/31/2022
BANK OF AMERICA CORP /DE/ 171,996-42,57719,786,368,0000.00  Hist 06/30/2023
ENVESTNET ASSET MANAGEMENT INC 168,14631,39419,343,568,0000.01  Hist 06/30/2023
Raymond James Financial Services Advisors, Inc. 208,631-12,41919,100,481,0000.04  Hist 12/31/2022
Vestmark Advisory Solutions, Inc. 140,39384,96016,150,811,0000.62  Hist 06/30/2023
Genesee Capital Advisors, LLC 133,3403,31315,339,465,00010.46  Hist 06/30/2023
ADVISOR GROUP HOLDINGS, INC. 127,639-38,80914,705,989,000   Hist 06/30/2023
TRUIST FINANCIAL CORP 154,849-13,14714,176,438,0000.02  Hist 12/31/2022
MAI Capital Management 123,259-79212,965,610,0000.20  Hist 03/31/2023
STIFEL FINANCIAL CORP 100,477-19,73811,559,667,0000.02  Hist 06/30/2023
Virtue Capital Management, LLC 84,249-12,4419,633,896,0001.64  Hist 06/30/2023
AMERIPRISE FINANCIAL INC 78,77914,5809,052,952,0000.00  Hist 06/30/2023
Choice Wealth Advisors, LLC 58,666356,520,474,0004.61  Hist 09/30/2023
Kowal Investment Group, LLC 54,328-8,1416,249,843,0001.67  Hist 06/30/2023
Coppell Advisory Solutions LLC 52,96152,9616,010,141,0001.70  Hist 06/30/2023
Triton Wealth Management, PLLC 48,742-1,8895,670,402,0003.19  Hist 06/30/2023
Financial Enhancement Group LLC 44,066505,122,232,0000.95  Hist 06/30/2023
ROYAL BANK OF CANADA 40,078-42,3304,611,000,0000.00  Hist 06/30/2023
AE Wealth Management LLC 35,65526,7784,101,798,0000.02  Hist 06/30/2023
IHT Wealth Management, LLC 36,85311,5383,876,589,0000.22  Hist 03/31/2023
NewEdge Advisors, LLC 32,4885,5573,737,449,0000.04  Hist 06/30/2023
GOLDMAN SACHS GROUP INC 32,2858323,396,059,0000.00  Hist 03/31/2023
Cetera Advisors LLC 29,3815983,090,544,0000.05  Hist 03/31/2023
Cetera Investment Advisers 26,1824192,753,989,0000.02  Hist 03/31/2023
KESTRA PRIVATE WEALTH SERVICES, LLC 23,61218,7282,716,324,0000.09  Hist 06/30/2023
Spire Wealth Management 23,13702,661,680,0000.10  Hist 06/30/2023
CX Institutional 23,68223,6822,168,092,0000.13  Hist 12/31/2022
US BANCORP \DE\ 19,5931612,060,988,0000.00  Hist 03/31/2023
STEPHENS INC /AR/ 16,654-411,915,876,0000.03  Hist 06/30/2023
MTM Investment Management, LLC 16,86201,773,714,0000.91  Hist 03/31/2023
Baird Financial Group, Inc. 15,253-3661,754,705,0000.00  Hist 06/30/2023
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