Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) [Rocket]

Ownership

Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
MORGAN STANLEY	1,977,747	230,154	49,305,255,000	0.00		Hist	06/30/2023
WELLS FARGO & COMPANY/MN	1,508,158	388,984	37,598,377,000	0.01		Hist	06/30/2023
UBS Group AG	863,724	22,471	21,532,639,000	0.01		Hist	06/30/2023
Nan Shan Life Insurance Co., Ltd.	847,545	0	21,129,297,000	0.51		Hist	06/30/2023
ROYAL BANK OF CANADA	820,482	8,192	20,455,000,000	0.01		Hist	06/30/2023
BANK OF AMERICA CORP /DE/	429,941	25,203	10,718,426,000	0.00		Hist	06/30/2023
GUGGENHEIM CAPITAL LLC	353,128	47,287	8,803,481,000	0.07		Hist	06/30/2023
LPL Financial LLC	320,968	-55,691	7,683,981,000	0.01		Hist	03/31/2023
Invesco Ltd.	308,019	-19,232	7,678,914,000	0.00		Hist	06/30/2023
AMERIPRISE FINANCIAL INC	233,633	-9,849	5,823,952,000	0.00		Hist	06/30/2023
ADVISOR GROUP HOLDINGS, INC.	201,054	-32,387	5,013,427,000			Hist	06/30/2023
Raymond James Financial Services Advisors, Inc.	238,961	6,890	4,882,067,000	0.01		Hist	12/31/2022
Bridge Advisory, LLC	155,289	-80	3,871,351,000	1.42		Hist	06/30/2023
RAYMOND JAMES & ASSOCIATES	138,912	-131,774	2,837,973,000	0.00		Hist	12/31/2022
Atria Wealth Solutions, Inc.	93,106	9,452	2,358,198,000	0.03		Hist	06/30/2023
MONECO Advisors, LLC	87,959	-785	1,797,011,000	0.65		Hist	12/31/2022
TRUIST FINANCIAL CORP	75,799	1,925	1,548,568,000	0.00		Hist	12/31/2022
Aviance Capital Partners, LLC	61,804	-4,034	1,540,765,000	0.33		Hist	06/30/2023
SCHNIEDERS CAPITAL MANAGEMENT LLC	73,021	5,000	1,491,819,000	0.34		Hist	12/31/2022
Cetera Investment Advisers	54,749	20,011	1,310,697,000	0.01		Hist	03/31/2023
Baird Financial Group, Inc.	46,404	568	1,156,852,000	0.00		Hist	06/30/2023
Equitable Holdings, Inc.	42,747	-22,780	1,065,683,000	0.02		Hist	06/30/2023
GREAT VALLEY ADVISOR GROUP, INC.	40,193	2,200	1,002,013,000	0.04		Hist	06/30/2023
Cetera Advisor Networks LLC	40,842	1,066	977,759,000	0.01		Hist	03/31/2023
NewEdge Advisors, LLC	38,527	537	960,488,000	0.01		Hist	06/30/2023
Ranch Capital Advisors Inc.	37,214	-1,749	940,006,000	0.66		Hist	06/30/2023
Belpointe Asset Management LLC	38,137	-13	912,988,000	0.05		Hist	03/31/2023
STIFEL FINANCIAL CORP	26,959	-16,757	672,085,000	0.00		Hist	06/30/2023
Cyndeo Wealth Partners, LLC	29,379	0	660,146,000	0.07		Hist	09/30/2023
Sigma Planning Corp	27,077	794	553,199,000	0.02		Hist	12/31/2022
B. Riley Wealth Advisors, Inc.	20,695	-10,722	524,619,000	0.01		Hist	06/30/2023
FLAGSHIP HARBOR ADVISORS, LLC	20,451	-23,388	509,848,000	0.04		Hist	06/30/2023
Lindbrook Capital, LLC	22,432	22,432	458,286,000	0.06		Hist	12/31/2022
Avory & Company, LLC	17,157	0	427,724,000	0.33		Hist	06/30/2023
ENVESTNET ASSET MANAGEMENT INC	16,611	-898	414,118,000	0.00		Hist	06/30/2023
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