Nuveen Variable Rate Preferred & Income Fund [Rocket]

Ownership

Nuveen Variable Rate Preferred & Income Fund

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
RIVERNORTH CAPITAL MANAGEMENT, LLC	999,594	234,344	15,473,715,000	0.77		Hist	06/30/2023
MORGAN STANLEY	840,351	555,217	13,008,647,000	0.00		Hist	06/30/2023
Atlas Wealth LLC	534,288	301,418	8,521,894,000	1.57		Hist	06/30/2023
UBS Group AG	524,065	-73,817	8,112,526,000	0.00		Hist	06/30/2023
Invesco Ltd.	347,595	32,899	5,380,771,000	0.00		Hist	06/30/2023
WELLS FARGO & COMPANY/MN	262,706	-18,630	4,066,694,000	0.00		Hist	06/30/2023
Karpus Management, Inc.	205,499	45,885	3,181,125,000	0.10		Hist	06/30/2023
ROYAL BANK OF CANADA	198,230	45,854	3,069,000,000	0.00		Hist	06/30/2023
Saba Capital Management, L.P.	183,853	183,853	2,846,044,000	0.07		Hist	06/30/2023
CORRADO ADVISORS, LLC	139,128	8,515	2,153,704,000	1.51		Hist	06/30/2023
STIFEL FINANCIAL CORP	112,760	19,737	1,745,518,000	0.00		Hist	06/30/2023
WOLVERINE ASSET MANAGEMENT LLC	86,096	25,680	1,332,766,000	0.02		Hist	06/30/2023
FIRST TRUST ADVISORS LP	44,667	-366	691,445,000	0.00		Hist	06/30/2023
HighTower Advisors, LLC	38,892	38,892	604,000,000	0.00		Hist	06/30/2023
Altus Wealth Group LLC	22,508	-1,200	348,424,000	0.21		Hist	06/30/2023
Walleye Capital LLC	20,789	-2,886	321,814,000	0.00		Hist	06/30/2023
RAYMOND JAMES & ASSOCIATES	15,816	15,816	277,729,000	0.00		Hist	12/31/2022
JONES ROAD CAPITAL MANAGEMENT, L.P.	17,773	0	275,126,000	0.19		Hist	06/30/2023
B. Riley Wealth Advisors, Inc.	15,600	-9,650	242,837,000	0.01		Hist	06/30/2023
OPPENHEIMER & CO INC	15,122	15,122	239,532,000	0.01		Hist	03/31/2023
Carnegie Capital Asset Management, LLC	12,000	0	185,760,000	0.01		Hist	06/30/2023
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC	11,767	0	182,153,000	0.09		Hist	06/30/2023
Claybrook Capital, LLC	11,608	11,608	179,692,000	0.10		Hist	06/30/2023
CERTUITY, LLC	11,538	11,538	178,608,000	0.02		Hist	06/30/2023
BDO Wealth Advisors, LLC	3,836	-2,391	60,766,000	0.01		Hist	03/31/2023
SIT INVESTMENT ASSOCIATES INC	801,308	-105,112	12,404,000	0.32		Hist	06/30/2023
Colonial Trust Co / SC	750	0	11,610,000	0.00		Hist	06/30/2023
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	600	0	9,288,000	0.00		Hist	06/30/2023
ADVISOR GROUP HOLDINGS, INC.	366	-884	5,663,000			Hist	06/30/2023
WEDBUSH SECURITIES INC	24,687	-1,360	382,000	0.02		Hist	06/30/2023
Mathes Company, Inc.	10,000	0	176,000	0.09		Hist	12/31/2022
EverSource Wealth Advisors, LLC	6	0	93,000	0.00		Hist	06/30/2023
BESSEMER GROUP INC	784	183	12,000	0.00		Hist	06/30/2023
FNY Investment Advisers, LLC	700	0	10,000	0.01		Hist	09/30/2023
FourThought Financial, LLC	50	50	1,000	0.00		Hist	09/30/2022
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