Sorrento Therapeutics, Inc. (SRNE) [Rocket]

Ownership

Sorrento Therapeutics, Inc. (SRNE)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
B. Riley Securities, Inc.	5,216,250	5,216,250	4,621,598,000	1.01	1.11	Hist	12/31/2022
RAYMOND JAMES & ASSOCIATES	223,019	67,200	197,595,000	0.00	0.05	Hist	12/31/2022
Raymond James Financial Services Advisors, Inc.	134,983	-9,250	119,595,000	0.00	0.03	Hist	12/31/2022
Arizona State Retirement System	126,966	21,270	112,492,000	0.00	0.03	Hist	12/31/2022
ETF MANAGERS GROUP, LLC	117,646	-15,132	104,234,000	0.00	0.02	Hist	12/31/2022
Moors & Cabot, Inc.	56,500	-2,000	50,059,000			Hist	12/31/2022
OAKTREE CAPITAL MANAGEMENT LP	134,000	0	48,239,000			Hist	03/31/2023
XPONANCE, INC.	26,348	6,060	23,344,000	0.00	0.01	Hist	12/31/2022
TRUIST FINANCIAL CORP	22,650	0	20,068,000	0.00	0.00	Hist	12/31/2022
B. Riley Wealth Management, Inc.	13,745	13,745	11,363,000	0.01	0.00	Hist	06/30/2022
KLCM Advisors, Inc.	20,000	0	7,160,000	0.00		Hist	06/30/2023
American Portfolios Advisors	4,350	4,350	6,830,000	0.00	0.00	Hist	09/30/2022
Newbridge Financial Services Group, Inc.	6,650	0	5,892,000	0.00	0.00	Hist	12/31/2022
HUNTINGTON NATIONAL BANK	16,001	2,000	5,728,000	0.00		Hist	06/30/2023
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	2,766,904	565,217	5,562,000	0.00	0.71	Hist	06/30/2022
HARBOUR INVESTMENTS, INC.	2,200	0	1,949,000	0.00	0.00	Hist	12/31/2022
Accel Wealth Management	1,500	0	1,329,000	0.00	0.00	Hist	12/31/2022
BANK OF MONTREAL /CAN/	235,607	178,716	492,000	0.00	0.06	Hist	06/30/2022
IndexIQ Advisors LLC	165,463	165,463	386,000	0.01	0.05	Hist	03/31/2022
PARAMETRIC PORTFOLIO ASSOCIATES LLC	131,423	31,149	306,000	0.00	0.04	Hist	03/31/2022
swisspartners Ltd.	110,000	0	228,000	0.22	0.03	Hist	06/30/2022
Lattice Capital Management, LLC	63,200	0	174,000	0.02	0.02	Hist	06/30/2022
Amalgamated Financial Corp.	47,420	47,420	110,000	0.00	0.01	Hist	03/31/2022
Russell Investments Group, Ltd.	266	0	95,000	0.00		Hist	06/30/2023
Creative Planning	47,318	8,880	95,000	0.00	0.01	Hist	06/30/2022
Salvus Wealth Management, LLC	40,911	40,911	82,000	0.07	0.01	Hist	06/30/2022
TRUST CO OF VERMONT	204	0	73,000	0.00		Hist	06/30/2023
Oaktree Fund Advisors, LLC	66,000	0	58,000	0.09	0.01	Hist	12/31/2022
HighPoint Advisor Group LLC	20,035	-400	51,000	0.01	0.01	Hist	06/30/2022
LAZARD ASSET MANAGEMENT LLC	40,229	40,229	35,000	0.00	0.01	Hist	12/31/2022
Corient Capital Partners, LLC	14,913	0	30,000	0.00	0.00	Hist	09/30/2022
NorthRock Partners, LLC	19,055	0	30,000	0.00	0.00	Hist	09/30/2022
Stratos Wealth Partners, LTD.	13,090	15	26,000	0.00	0.00	Hist	06/30/2022
People's United Financial, Inc.	10,870	0	25,000	0.00	0.00	Hist	03/31/2022
Golden State Wealth Management, LLC	10,000	0	23,000			Hist	03/31/2022
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