| Date Filed | Type | Description |
| 05/24/2023 |
4/A
| HOCHBERG STEVEN (Director) has filed a Form 4 on SLR Investment Corp.|
Txns:
| Sold 3,000 shares
@ $14.0127, valued at
$42k
|
|
| 04/03/2023 |
3
| HOCHBERG STEVEN (Director) has filed a Form 3 on SLR Private Credit BDC II LLC |
| 11/18/2022 |
4
| HOCHBERG STEVEN (Director) has filed a Form 4 on SLR Investment Corp.|
Txns:
| Sold 3,000 shares
@ $14.0127, valued at
$42k
|
|
| 11/15/2022 |
4
| HOCHBERG STEVEN (Director) has filed a Form 4 on SLR Investment Corp.|
Txns:
| Bought 7,400 shares
@ $14.3867, valued at
$106.5k
|
|
| 11/10/2022 |
4
| HOCHBERG STEVEN (Director) has filed a Form 4 on SLR Investment Corp.|
Txns:
| Sold 14,850 shares
@ $13.7147, valued at
$203.7k
Bought 6,858 shares
@ $13.975, valued at
$95.8k
|
|
| 08/18/2022 |
4/A
| Form 4/A - Statement of changes in beneficial ownership of securities: [Amend] |
| 04/05/2022 |
4
| HOCHBERG STEVEN (Director) has filed a Form 4 on SLR Senior Investment Corp.|
Txns:
| Disposed/sold 20,000 shares
@ $0 |
|
| 04/05/2022 |
4
| HOCHBERG STEVEN (Director) has filed a Form 4 on SLR Investment Corp.|
Txns:
| Granted 15,592 shares
@ $0 |
|
| 02/15/2022 |
4
| HOCHBERG STEVEN (10% Owner) has filed a Form 4 on CareMax, Inc.|
Txns:
| Disposed of 3,768,750 shares
@ $0
Disposed of 2,916,667 options to buy
@ $11.5, valued at
$33.5M
|
|
| 11/16/2021 |
4
| DFP Sponsor LLC (10% Owner) has filed a Form 4 on Oncology Institute, Inc.|
Txns:
| Converted 40 shares
@ $0
Disposed of 707,960 options to buy
@ $0
Converted 40 options to buy
@ $0
Acquired 3,177,543 options to buy
@ $11.5, valued at
$36.5M
|
|
| 06/10/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 03/30/2021 |
3
| HOCHBERG STEVEN (Director) has filed a Form 3 on SLR HC BDC LLC |
| 07/16/2020 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 03/10/2020 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 11/15/2019 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/13/2019 |
4
| HOCHBERG STEVEN (Director) has filed a Form 4 on AdaptHealth Corp.|
Txns:
| Disposed of 6,087 shares
@ $0
Disposed of 2,373,152 shares
@ $0
Disposed of 1,690,000 options to buy
@ $11.5, valued at
$19.4M
|
|
| 12/17/2018 |
4
| HOCHBERG STEVEN (Director) has filed a Form 4 on Solar Capital Ltd.|
Txns:
| Bought 5,000 shares
@ $20.3505, valued at
$101.8k
|
|
| 08/28/2018 |
3
| HOCHBERG STEVEN (Director) has filed a Form 3 on SCP Private Credit Income BDC LLC |
| 04/03/2018 |
4
| HOCHBERG STEVEN (10% Owner) has filed a Form 4 on DFB Healthcare Acquisitions Corp.|
Txns:
| Disposed of 3,913 shares
@ $0
Disposed of 921,848 shares
@ $0 |
|
| 02/23/2018 |
4
| HOCHBERG STEVEN (10% Owner) has filed a Form 4 on DFB Healthcare Acquisitions Corp.|
Txns:
| Bought 4,333,333 options to buy
@ $11.5, valued at
$49.8M
|
|
| 02/15/2018 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 08/10/2011 |
4
| HOCHBERG STEVEN (Director) has filed a Form 4 on Solar Senior Capital Ltd. |
| 08/10/2011 |
4
| HOCHBERG STEVEN (Director) has filed a Form 4 on Solar Capital Ltd. |
| 03/02/2011 |
4
| HOCHBERG STEVEN (Director) has filed a Form 4 on Solar Senior Capital Ltd. |
| 02/24/2011 |
3
| HOCHBERG STEVEN (Director) has filed a Form 3 on Solar Senior Capital Ltd. |
| 02/11/2010 |
4
| HOCHBERG STEVEN (Director) has filed a Form 4 on Solar Capital Ltd. |
| 02/09/2010 |
3
| HOCHBERG STEVEN (Director) has filed a Form 3 on Solar Capital Ltd. |
| 04/07/1998 |
SC 13G
| Form SC 13G - Statement of acquisition of beneficial ownership by individuals: |
| 03/11/1997 |
SC 13G
| HOCHBERG STEVEN reports a 6.5% stake in Advanced Health Corporation |