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Steffens John
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 07/19/2022 |
4
| Steffens John (Director) has filed a Form 4 on DigitalBridge Group, Inc.|
Txns:
| Granted 27,328 options to buy
@ $4.94, valued at
$135k
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| 05/10/2022 |
4
| Steffens John (Director) has filed a Form 4 on DigitalBridge Group, Inc.|
Txns:
| Granted 26,718 options to buy
@ $0 |
|
| 04/19/2022 |
4
| Steffens John (Director) has filed a Form 4 on DigitalBridge Group, Inc.|
Txns:
| Granted 4,202 options to buy
@ $7.14, valued at
$30k
|
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| 11/09/2021 |
4
| Steffens John (Director) has filed a Form 4 on DigitalBridge Group, Inc.|
Txns:
| Granted 34,938 shares
@ $0 |
|
| 10/14/2021 |
4
| Spring Mountain Capital G.P., LLC (10% Owner) has filed a Form 4 on IsoPlexis Corp|
Txns:
| Converted 894,128 shares
@ $0
Converted 338,959 shares
@ $0
Converted 630,209 shares
@ $0
Converted 739,033 shares
@ $0
Converted 689,267 shares
@ $0
Converted 435,136 shares
@ $0
Converted 744,083 shares
@ $0
Converted 459,781 shares
@ $0
Converted 415,337 shares
@ $0
Converted 215,950 shares
@ $0
Converted 435,136 shares
@ $0 |
|
| 10/07/2021 |
3
| Spring Mountain Capital G.P., LLC (10% Owner) has filed a Form 3 on IsoPlexis Corp |
| 05/11/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 04/27/2021 |
3
| SMC Holdings I, LP (10% Owner) has filed a Form 3 on PATRIOT NATIONAL BANCORP INC |
| 04/16/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 01/20/2021 |
4
| Steffens John (Director) has filed a Form 4 on Colony Capital, Inc.|
Txns:
| Granted 6,225 options to buy
@ $4.92, valued at
$30.6k
|
|
| 10/19/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 08/31/2020 |
4
| Spring Mountain Capital, LLC (10% Owner) has filed a Form 4 on GIGA TRONICS INC|
Txns:
| Sold 62,715 shares
@ $3.86, valued at
$242.1k
Sold 8,704 options to buy
@ $81.77, valued at
$711.8k
Sold 3,020 options to buy
@ $54.26, valued at
$163.9k
Sold 5,112 options to buy
@ $53.15, valued at
$271.7k
|
|
| 07/17/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 05/11/2020 |
4
| Steffens John (Director) has filed a Form 4 on Colony Capital, Inc.|
Txns:
| Granted 81,219 options to buy
@ $0 |
|
| 04/17/2020 |
4
| Steffens John (Director) has filed a Form 4 on Colony Capital, Inc.|
Txns:
| Granted 14,515 options to buy
@ $2.11, valued at
$30.6k
Acquired 7,064 options to buy
@ $2.11, valued at
$14.9k
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|
| 01/17/2020 |
4
| Steffens John (Director) has filed a Form 4 on Colony Capital, Inc.|
Txns:
| Granted 9,207 options to buy
@ $4.91, valued at
$45.2k
Acquired 2,768 options to buy
@ $4.91, valued at
$13.6k
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| 10/17/2019 |
4
| Steffens John (Director) has filed a Form 4 on Colony Capital, Inc.|
Txns:
| Granted 5,266 options to buy
@ $5.46, valued at
$28.8k
Acquired 2,337 options to buy
@ $5.46, valued at
$12.8k
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| 08/02/2019 |
4
| Spring Mountain Capital, LLC (10% Owner) has filed a Form 4 on GIGA TRONICS INC|
Txns:
| Disposed of 476 options to buy
@ $0
Disposed of 404 options to buy
@ $0 |
|
| 07/17/2019 |
4
| Steffens John (Director) has filed a Form 4 on Colony Capital, Inc.|
Txns:
| Granted 5,682 options to buy
@ $5.06, valued at
$28.8k
Acquired 2,346 options to buy
@ $5.06, valued at
$11.9k
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|
| 07/15/2019 |
SC 13D/A
| Steffens John reports a 79.9% stake in Cicero Inc. |
| 05/13/2019 |
4
| Steffens John (Director) has filed a Form 4 on Colony Capital, Inc.|
Txns:
| Granted 31,873 options to buy
@ $0 |
|
| 04/17/2019 |
4
| Steffens John (Director) has filed a Form 4 on Colony Capital, Inc.|
Txns:
| Granted 5,315 options to buy
@ $5.41, valued at
$28.8k
Acquired 1,410 options to buy
@ $5.41, valued at
$7.6k
|
|
| 03/29/2019 |
4
| Steffens John (10% Owner) has filed a Form 4 on CICERO INC|
Txns:
| Bought 17,000,787 warrants
@ $0.05, valued at
$850k
Bought 4,250 preferred shares
@ $0.05, valued at
$212.5 |
|
| 01/17/2019 |
4
| Steffens John (Director) has filed a Form 4 on Colony Capital, Inc.|
Txns:
| Granted 5,162 options to buy
@ $5.57, valued at
$28.8k
Acquired 1,243 options to buy
@ $5.57, valued at
$6.9k
|
|
| 01/09/2019 |
3
| Spring Mountain Capital, LLC (10% Owner) has filed a Form 3 on GIGA TRONICS INC |
| 10/17/2018 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 07/18/2018 |
4
| Steffens John (Director) has filed a Form 4 on Colony Capital, Inc.|
Txns:
| Granted 4,645 options to buy
@ $6.19, valued at
$28.8k
Acquired 906 options to buy
@ $6.19, valued at
$5.6k
|
|
| 05/14/2018 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 04/18/2018 |
4
| Steffens John (Director) has filed a Form 4 on Colony NorthStar, Inc.|
Txns:
| Granted 5,134 options to buy
@ $5.6, valued at
$28.8k
Acquired 398 options to buy
@ $5.6, valued at
$2.2k
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|
| 03/07/2018 |
4
| Steffens John (Director) has filed a Form 4 on Colony NorthStar, Inc.|
Txns:
| Bought 10,000 shares
@ $5.9392, valued at
$59.4k
|
|
| 01/19/2018 |
4
| Steffens John (Director) has filed a Form 4 on Colony NorthStar, Inc.|
Txns:
| Granted 2,776 options to buy
@ $10.36, valued at
$28.8k
Acquired 443 options to buy
@ $10.36, valued at
$4.6k
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| 12/27/2017 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 12/27/2017 |
4
| Steffens John (10% Owner) has filed a Form 4 on CICERO INC|
Txns:
| Bought 8,000,000 shares
@ $0.002, valued at
$16k
|
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| 12/21/2017 |
4
| Spring Mountain Capital, LLC (10% Owner) has filed a Form 4 on AMERICAN POWER GROUP Corp|
Txns:
| Sold 1,947,370 shares
@ $0
Sold 4,123,095 shares
@ $0
Sold 5,077,704 shares
@ $0
Sold 954,209 shares
@ $0
Sold 1,740,585 shares
@ $0
Sold 133 options to buy
@ $0.4, valued at
$53.3
Sold 2,500,000 warrants
@ $0.5, valued at
$1.3M
Sold 833,333 warrants
@ $0.5, valued at
$416.7k
Sold 400 options to buy
@ $0.4, valued at
$160
Sold 7,500,000 warrants
@ $0.5, valued at
$3.8M
Sold 2,499,999 warrants
@ $0.5, valued at
$1.2M
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