| Date Filed | Type | Description |
| 03/11/2022 |
3
| BROTT ALAN (Director) has filed a Form 3 on NB Crossroads Private Markets Fund VII Holdings LP |
| 03/11/2022 |
3
| BROTT ALAN (Director) has filed a Form 3 on NB Crossroads Private Markets Fund VII LP |
| 12/21/2021 |
4
| BROTT ALAN (Trustee) has filed a Form 4 on Stone Harbor Emerging Markets Income Fund|
Txns:
| Sold 2,622 shares of beneficial interest
@ $6.62, valued at
$17.4k
|
|
| 12/21/2021 |
4
| BROTT ALAN (Trustee) has filed a Form 4 on Stone Harbor Emerging Markets Total Income Fund|
Txns:
| Sold 2,291 shares of beneficial interest
@ $7.5483, valued at
$17.3k
|
|
| 12/15/2020 |
3
| BROTT ALAN (Director) has filed a Form 3 on NB Crossroads Private Markets Access Fund LLC |
| 02/19/2020 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 02/19/2020 |
3
| BROTT ALAN (Director) has filed a Form 3 on NB Crossroads Private Markets Fund VI Custody LP |
| 02/19/2020 |
3
| BROTT ALAN (Director) has filed a Form 3 on NB Crossroads Private Markets Fund VI Advisory LP |
| 02/19/2020 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 08/01/2019 |
4
| BROTT ALAN (Trustee) has filed a Form 4 on Stone Harbor Emerging Markets Income Fund|
Txns:
| Disposed/sold 1,800 shares of beneficial interest
@ $14.4, valued at
$25.9k
|
|
| 08/01/2019 |
4
| BROTT ALAN (Trustee) has filed a Form 4 on Stone Harbor Emerging Markets Total Income Fund|
Txns:
| Disposed/sold 1,700 shares of beneficial interest
@ $13.01, valued at
$22.1k
|
|
| 06/22/2018 |
3
| Bienen Henry S (Director) has filed a Form 3 on Hedge Fund Guided Portfolio Solution |
| 06/13/2018 |
3
| BROTT ALAN (Director) has filed a Form 3 on NB Crossroads Private Markets Fund V (TI) Advisory LP |
| 06/13/2018 |
3
| BROTT ALAN (Director) has filed a Form 3 on NB Crossroads Private Markets Fund V (TE) Advisory LP |
| 06/13/2018 |
3
| BROTT ALAN (Director) has filed a Form 3 on NB Crossroads Private Markets Fund V Holdings LP |
| 06/13/2018 |
3
| BROTT ALAN (Director) has filed a Form 3 on NB Crossroads Private Markets Fund V (TI) LP |
| 06/13/2018 |
3
| BROTT ALAN (Director) has filed a Form 3 on NB Crossroads Private Markets Fund V (TE) LP |
| 06/13/2018 |
3
| BROTT ALAN (Director) has filed a Form 3 on NB Crossroads Private Markets Fund IV Holdings LLC |
| 06/13/2018 |
3
| BROTT ALAN (Director) has filed a Form 3 on NB Crossroads Private Markets Fund IV (TI) - Client LLC |
| 06/13/2018 |
3
| BROTT ALAN (Director) has filed a Form 3 on NB Crossroads Private Markets Fund IV (TE) - Client LLC |
| 06/13/2018 |
3
| BROTT ALAN (Director) has filed a Form 3 on UST Global Private Markets Fund, LLC |
| 06/13/2018 |
3
| BROTT ALAN (Director) has filed a Form 3 on EXCELSIOR VENTURE PARTNERS III LLC |
| 12/11/2015 |
4
| BROTT ALAN (Trustee) has filed a Form 4 on Stone Harbor Emerging Markets Total Income Fund|
Txns:
| Bought 674 shares of beneficial interest
@ $12.0699, valued at
$8.1k
|
|
| 12/11/2015 |
4
| BROTT ALAN (Trustee) has filed a Form 4 on Stone Harbor Emerging Markets Income Fund|
Txns:
| Bought 716 shares of beneficial interest
@ $12.3899, valued at
$8.9k
|
|
| 11/07/2013 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 08/29/2013 |
3
| Form 3 - Initial statement of beneficial ownership of securities |
| 05/06/2013 |
3
| BROTT ALAN (Director) has filed a Form 3 on Excelsior Private Markets Fund III (TE), LLC |
| 05/06/2013 |
3
| BROTT ALAN (Director) has filed a Form 3 on Excelsior Private Markets Fund III (TI), LLC |
| 05/06/2013 |
3
| BROTT ALAN (Director) has filed a Form 3 on Excelsior Private Markets Fund III (Master), LLC |
| 10/26/2012 |
3
| BROTT ALAN (Trustee) has filed a Form 3 on Stone Harbor Emerging Markets Total Income Fund |
| 10/23/2012 |
4
| BROTT ALAN (Trustee) has filed a Form 4 on Stone Harbor Emerging Markets Income Fund |
| 12/21/2010 |
3
| BROTT ALAN (Trustee) has filed a Form 3 on Stone Harbor Emerging Markets Income Fund |
| 11/02/2010 |
3
| BROTT ALAN (Director) has filed a Form 3 on Excelsior Global Private Markets Fund II (Master), LLC |
| 11/02/2010 |
3
| BROTT ALAN (Director) has filed a Form 3 on Excelsior Global Private Markets Fund II (TE), LLC |
|