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GUGGENHEIM FUNDS DISTRIBUTORS, LLC
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All | News | Filings
| Date Filed | Type | Description |
| 02/14/2013 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 02/14/2013 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 02/14/2013 |
SC 13G/A
| GUGGENHEIM FUNDS DISTRIBUTORS, LLC reports a 2.8% stake in DWS High Income Trust |
| 02/14/2013 |
SC 13G/A
| GUGGENHEIM FUNDS DISTRIBUTORS, LLC reports a 3.8% stake in Nuveen Equity Premium Advantage Fund |
| 02/14/2013 |
SC 13G/A
| GUGGENHEIM FUNDS DISTRIBUTORS, LLC reports a 4.4% stake in BlackRock Corporate High Yield Fund V Inc. |
| 02/14/2013 |
SC 13G/A
| GUGGENHEIM FUNDS DISTRIBUTORS, LLC reports a 3.2% stake in New America High Income Fund |
| 02/14/2013 |
SC 13G/A
| GUGGENHEIM FUNDS DISTRIBUTORS, LLC reports a 0% stake in Helios Total Return Fund |
| 02/14/2013 |
SC 13G/A
| GUGGENHEIM FUNDS DISTRIBUTORS, LLC reports a 3.3% stake in Pioneer Diversified High Income Trust |
| 02/14/2013 |
SC 13G/A
| GUGGENHEIM FUNDS DISTRIBUTORS, LLC reports a 0% stake in BlackRock Floating Rate Income Strategies Fund II |
| 02/14/2013 |
SC 13G/A
| GUGGENHEIM FUNDS DISTRIBUTORS, LLC reports a 0% stake in BlackRock Diversified Income Strategies Fund |
| 02/14/2013 |
SC 13G/A
| GUGGENHEIM FUNDS DISTRIBUTORS, LLC reports a 4.9% stake in Calamos Global Total Return Fund |
| 02/03/2012 |
SC 13G/A
| GUGGENHEIM FUNDS DISTRIBUTORS, LLC reports a 7.7% stake in Putnam High Income Securities Fund |
| 02/03/2012 |
SC 13G/A
| Claymore Exchange-Traded Fund Trust 2 reports a 13.7% stake in Guggenheim China All-Cap ETF |
| 02/03/2012 |
SC 13G/A
| PACHOLDER HIGH YIELD FUND INC reports a 4% stake in Pacholder High Yield Fund |
| 02/03/2012 |
SC 13G/A
| Pioneer Floating Rate Trust reports a 6.6% stake in Pioneer Floating Rate Trust |
| 02/03/2012 |
SC 13G/A
| GUGGENHEIM FUNDS DISTRIBUTORS, LLC reports a 6.2% stake in Western Asset Income Fund |
| 02/03/2012 |
SC 13G/A
| NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND reports a 5.6% stake in Neuberger Berman High Yield Strategies Fund |
| 02/03/2012 |
SC 13G/A
| Nuveen Equity Premium Advantage Fund reports a 5.6% stake in Nuveen Equity Premium Advantage Fund |
| 02/03/2012 |
SC 13G/A
| MORGAN STANLEY INCOME SECURITIES INC reports a 7% stake in Morgan Stanley Income Securities Fund |
| 02/03/2012 |
SC 13G/A
| NEW AMERICA HIGH INCOME FUND INC reports a 5.9% stake in New America High Income Fund |
| 02/03/2012 |
SC 13G/A
| Form SC 13G - Statement of acquisition of beneficial ownership by individuals [amend] |
| 02/03/2012 |
SC 13G/A
| Pioneer Diversified High Income Trust reports a 5.5% stake in Pioneer Diversified High Income Trust |
| 02/03/2012 |
SC 13G/A
| BlackRock FLOATING RATE INCOME STRATEGIES FUND II INC reports a 8.4% stake in BlackRock Floating Rate Income Strategies Fund II |
| 02/03/2012 |
SC 13G/A
| FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETURN FUND INC reports a 8.4% stake in Flaherty & Crumrine / Claymore Total Return Fund |
| 02/03/2012 |
SC 13G/A
| BlackRock Diversified Income Strategies Fund, Inc. reports a 8.8% stake in BlackRock Diversified Income Strategies Fund |
| 02/03/2012 |
SC 13G/A
| CALAMOS GLOBAL TOTAL RETURN FUND reports a 6.1% stake in Calamos Global Total Return Fund |
| 01/28/2011 |
SC 13G/A
| GUGGENHEIM FUNDS DISTRIBUTORS, LLC reports a 9.8% stake in Putnam High Income Securities Fund |
| 01/28/2011 |
SC 13G/A
| NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND reports a 9.9% stake in Neuberger Berman High Yield Strategies Fund |
| 01/28/2011 |
SC 13G/A
| Nicholas-Applegate International & Premium Strategy Fund reports a 4.3% stake in AGIC International & Premium Strategy Fund |
| 01/28/2011 |
SC 13G/A
| Pioneer Diversified High Income Trust reports a 7.2% stake in Pioneer Diversified High Income Trust |
| 01/28/2011 |
SC 13G/A
| BlackRock FLOATING RATE INCOME STRATEGIES FUND II INC reports a 5.8% stake in BlackRock Floating Rate Income Strategies Fund II |
| 01/28/2011 |
SC 13G/A
| FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETURN FUND INC reports a 6.9% stake in Flaherty & Crumrine / Claymore Total Return Fund |
| 01/28/2011 |
SC 13G/A
| BLACKROCK STRATEGIC DIVIDEND ACHIEVERS TRUST reports a 3% stake in BlackRock Strategic Dividend Achievers Trust |
| 11/10/2010 |
SC 13G/A
| Form SC 13G - Statement of acquisition of beneficial ownership by individuals [amend] |
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