| Date Filed | Type | Description |
| 08/07/2023 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 06/16/2023 |
SC 13G
| PRINCIPAL LIFE INSURANCE CO reports a 9.1% stake in CION Ares Diversified Credit Fund |
| 06/16/2023 |
SC 13G
| PRINCIPAL LIFE INSURANCE CO reports a 14.5% stake in Kayne Anderson Energy Infrastructure Fund |
| 06/16/2023 |
SC 13G
| PRINCIPAL LIFE INSURANCE CO reports a 16.9% stake in Kayne Anderson NextGen Energy & Infrastructure Inc. |
| 05/09/2023 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 05/04/2023 |
424B3
| Form 424B3 - Prospectus [Rule 424(b)(3)]: |
| 05/01/2023 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 03/13/2023 |
S-1/A
| Form S-1/A - General form for registration of securities under the Securities Act of 1933: [Amend] |
| 03/02/2023 |
S-1/A
| Form S-1/A - General form for registration of securities under the Securities Act of 1933: [Amend] |
| 02/09/2023 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 01/10/2023 |
S-1/A
| Form S-1/A - General form for registration of securities under the Securities Act of 1933: [Amend] |
| 11/08/2022 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 10/20/2022 |
S-1
| Form S-1 - General form for registration of securities under the Securities Act of 1933: |
| 08/10/2022 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 08/04/2022 |
4
| PRINCIPAL LIFE INSURANCE CO (10% Owner) has filed a Form 4 on Kayne Anderson Energy Infrastructure Fund, Inc.|
Txns:
| Bought 120,000 shares
@ $25, valued at
$3M
|
|
| 05/09/2022 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 02/09/2022 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 02/09/2022 |
5
| PRINCIPAL LIFE INSURANCE CO (10% Owner) has filed a Form 5 on Kayne Anderson NextGen Energy & Infrastructure, Inc. |
| 02/09/2022 |
5
| PRINCIPAL LIFE INSURANCE CO (10% Owner) has filed a Form 5 on Kayne Anderson Energy Infrastructure Fund, Inc. |
| 02/08/2022 |
3
| PRINCIPAL LIFE INSURANCE CO (10% Owner) has filed a Form 3 on Kayne Anderson NextGen Energy & Infrastructure, Inc. |
| 02/08/2022 |
3
| PRINCIPAL LIFE INSURANCE CO (10% Owner) has filed a Form 3 on Kayne Anderson Energy Infrastructure Fund, Inc. |
| 01/14/2022 |
3
| PRINCIPAL LIFE INSURANCE CO (10% Owner) has filed a Form 3 on CION Ares Diversified Credit Fund |
| 11/09/2021 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 08/10/2021 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 05/10/2021 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 02/08/2021 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 11/06/2020 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 10/22/2020 |
40-APP/A
| Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend] |
| 08/31/2020 |
40-APP/A
| Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend] |
| 08/28/2020 |
4
| PRINCIPAL LIFE INSURANCE CO (10% Owner) has filed a Form 4 on Principal Diversified Select Real Asset Fund|
Txns:
| Bought 13,351 shares
@ $23.22, valued at
$310k
|
|
| 08/28/2020 |
4
| PRINCIPAL LIFE INSURANCE CO (10% Owner) has filed a Form 4 on Principal Diversified Select Real Asset Fund|
Txns:
| Bought 13,933 shares
@ $22.25, valued at
$310k
|
|
| 08/28/2020 |
4
| PRINCIPAL LIFE INSURANCE CO (10% Owner) has filed a Form 4 on Principal Diversified Select Real Asset Fund|
Txns:
| Bought 15,924 shares
@ $21.98, valued at
$350k
|
|
| 08/18/2020 |
40-APP/A
| Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend] |
| 08/05/2020 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
|