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Ault Alliance, Inc. (DPW) Create: Alert

All | News | Filings
Date FiledTypeDescription
10/12/2023 8-K Quarterly results
09/28/2023 8-K Quarterly results
08/18/2023 8-K Quarterly results
08/16/2023 8-K/A Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Form of Amended and Restated Assignment"
08/15/2023 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "Ault Alliance Announces Settlement of SEC Investigation LAS VEGAS-- – August 15, 2023 – Ault Alliance, Inc. , a diversified holding company today announced that the Company, Executive Chairman Milton C. Ault, and Chief Executive Officer William B. Horne have reached a settlement with the U.S. Securities and Exchange Commission to fully resolve the SEC’ s previously disclosed investigation into certain of the Company’ s public disclosures and its accounting for certain transactions, among other matters. Under terms of the settlement, the Company, Mr. Ault, and Mr. Horne neither admit nor deny the SEC’ s findings, which do not entail intentional misconduct. The Company will pay a civil penalty of $700,000 that was fully accrued in the fourth quarter of 2022; Mr. Ault will pay disgorgement of..."
08/03/2023 8-K Entry into a Material Definitive Agreement, Bankruptcy or Receivership, Unregistered Sales of Equity Securities, Material Mod...
Docs: "Form of Exchange Note",
"Pursuant to Rule 406 of Regulation S-T, the cover page is formatted in Inline XBRL (Inline eXtensible Business Reporting Language)",
"Form of Assignment",
"Form of Guaranty"
07/26/2023 8-K Quarterly results
07/21/2023 8-K Quarterly results
07/20/2023 8-K Quarterly results
07/13/2023 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits  Interactive Data
Docs: "Letter re: Registration Statement on Form S-3",
"AMENDMENT TO AT-THE-MARKET ISSUANCE SALES AGREEMENT DATED JUNE 9, 2023"
06/09/2023 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits  Interactive Data
Docs: "Opinion of Olshan Frome Wolosky LLP",
"At-The-Market Issuance Sales Agreement, with Ascendiant Capital Markets, LLC"
05/19/2023 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "Ault Alliance Declares Monthly Cash Dividend of $0.2708333 Per Share of 13.00% Series D Cumulative Redeemable Perpetual Preferred Stock LAS VEGAS-- – May 19, 2023 -- Ault Alliance, Inc. , a diversified holding company , today announced that its Board of Directors has declared a monthly cash dividend of $0.2708333 per share of the Company’ s outstanding 13.00% Series D Cumulative Redeemable Perpetual Preferred Stock. The record date for this dividend is May 31, 2023, and the payment date is June 12, 2023. Link to NYSE quote for the Company’ s 13.00% Series D Cumulative Redeemable Perpetual Preferred Stock: https://www.nyse.com/quote/XASE:AULTpD For more information on Ault Alliance and its subsidiaries, Ault Alliance recommends that stockholders, investors, and any other interested parties ..."
05/17/2023 8-K/A Entry into a Material Definitive Agreement, Financial Statements and Exhibits  Interactive Data
Docs: "Opinion of Olshan Frome Wolosky LLP"
05/16/2023 8-K Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Regulation FD Disclosure, Financial Statements and ...
Docs: "Certificate of Amendment to Certificate of Incorporation filed with the Delaware Secretary of State on May 15, 2023",
"Forward-Looking Statements"
05/15/2023 8-K Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits  Interactive Data
05/02/2023 8-K Entry into a Material Definitive Agreement, Regulation FD Disclosure, Financial Statements and Exhibits  Inte...
Docs: "NOTICE OF CONVERSION",
"DEFINITIONS",
"AULT ALLIANCE, INC. COMMON STOCK PURCHASE WARRANT _______ __, 2023",
"Ault Alliance Enters into an Agreement for a Financing of up to $40 Million Las Vegas, NV, May 2, 2023 – Ault Alliance, Inc. , a diversified holding company announced today that it has entered into a Securities Purchase Agreement providing for up to $40 million of financing from Ault & Company, Inc., a related party . Pursuant to the Agreement, AAI has agreed to issue and sell to A&C up to $40 million in shares of Series C Convertible Preferred Stock . The Preferred Shares will be senior to all other classes of preferred stock the Company has outstanding, as well as senior to the Company’ s common stock . Each Preferred Share shall have a stated value of $1,000.00 per share and, upon stockholder approval, shall be convertible at the holder’ s option into shares of Common Stock at a convers..."
04/20/2023 8-K Quarterly results
04/14/2023 8-K Quarterly results
03/29/2023 8-K Quarterly results
03/22/2023 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "Ault Alliance Provides 2023 Revenue Guidance of More Than $200 Million Ault Alliance Expects 50% Revenue Growth in 2023, Driven by Recent Acquisitions and Expansion Plans LAS VEGAS-- – March 22, 2023 – Ault Alliance, Inc. , a diversified holding company , today provided its 2023 revenue guidance of more than $200 million. This represents a growth of approximately 50% from its 2022 unaudited revenue of $134 million. The significant projected growth is attributed to various factors, including a full year of Circle 8 crane operations, which was acquired in December 2022, the planned expansion of Bitcoin mining operations in Montana and revenue from the BitNile.com metaverse platform, which is expected to be consolidated into the Company’ s financial results in 2023. Ault Alliance’ s four Midw..."
03/17/2023 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "Ault Alliance Declares Monthly Cash Dividend of $0.2708333 Per Share of 13.00% Series D Cumulative Redeemable Perpetual Preferred Stock LAS VEGAS-- – March 17, 2023 -- Ault Alliance, Inc. , a diversified holding company , today announced that its Board of Directors has declared a monthly cash dividend of $0.2708333 per share of the Company’ s outstanding 13.00% Series D Cumulative Redeemable Perpetual Preferred Stock. The record date for this dividend is March 31, 2023, and the payment date is April 10, 2023. Link to NYSE quote for the Company’ s 13.00% Series D Cumulative Redeemable Perpetual Preferred Stock: https://www.nyse.com/quote/XASE:AULTpD For more information on Ault Alliance and its subsidiaries, Ault Alliance recommends that stockholders, investors, and any other interested par..."
03/13/2023 8-K Termination of a Material Definitive Agreement, Regulation FD Disclosure, Financial Statements and Exhibits  ...
Docs: "Ault Alliance Announces Termination of At-the-Market Equity Offering Program LAS VEGAS-- – March 13, 2023 – Ault Alliance, Inc. , a diversified holding company announced today that it has terminated its “at-the-market” equity offering program relating to sales of common stock with Ascendiant Capital Markets, LLC, as sales agent . The Company elected to terminate the ATM Facility to limit uncertainty and unfavorable dilution for its stockholders. Although the Company initiated the 5-day termination process of the ATM Facility with the Agent, with the official termination to take effect on March 17, 2023, the Company will make no further sales of shares of its common stock under the ATM Facility. Upon termination, the Company will have no further obligations related to the ATM Facility. Upon..."
03/07/2023 8-K Completion of Acquisition or Disposition of Assets, Regulation FD Disclosure, Financial Statements and Exhibits &n...
Docs: "Ault Alliance and Ecoark Holdings Complete $100 Million Share Exchange Agreement for BITNILE.COM Metaverse Platform Ault Alliance and Ecoark Holdings join forces to capture market share in booming metaverse industry"
03/03/2023 8-K/A Completion of Acquisition or Disposition of Assets, Financial Statements and Exhibits  Interactive Data
Docs: "Audited financial statements of Circle 8 Crane Services LLC for the years ended December 31, 2021 and 2020",
"Unaudited financial statements of Circle 8 Crane Services LLC for the nine months ended September 30, 2022 and 2021",
"Unaudited pro forma condensed combined financial information of the Company and Circle 8 Crane Services LLC as of and for the nine months ended September 30, 2022 and for the year ended December 31, 2021"
02/13/2023 8-K Quarterly results
02/10/2023 8-K Quarterly results
02/09/2023 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "Ault Alliance and Ecoark Holdings Sign Share Exchange Agreement Agreement provides for the acquisition of BitNile.com, Inc. by Ecoark for $100 Million in Stated Value of Preferred Stock BitNile.com to launch what it believes to be the first metaverse super-app that runs entirely in the web browser with no pixel streaming"
01/27/2023 8-K Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits  ...
Docs: "Certificate of Elimination of the Series C convertible redeemable preferred stock of Ault Alliance, Inc"
01/19/2023 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "Ault Alliance Declares Monthly Cash Dividend of $0.2708333 Per Share of 13.00% Series D Cumulative Redeemable Perpetual Preferred Stock"
01/03/2023 8-K/A Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets, Creation of a Direct Financia...
Docs: "Form of Amended and Restated Amendment to Securities Purchase Agreement"
12/21/2022 8-K Quarterly results
12/20/2022 8-K Quarterly results
12/19/2022 8-K Quarterly results
12/07/2022 8-K Quarterly results
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