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FIDUS INVESTMENT Corp (FDUS) Create: Alert

All | News | Filings
Date FiledTypeDescription
08/11/2023 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits  Interactive Data
Docs: "Opinion of Eversheds Sutherland (US) LLP",
"Opinion of Eversheds Sutherland (US) LLP",
"Amendment No. 1, to Equity Distribution Agreement by and among Fidus Investment Corporation and Fidus Investment Advisors, LLC, on the one hand, and Raymond James & Associates, Inc. and B. Riley Securities, Inc., on the other hand"
08/03/2023 8-K Quarterly results
06/09/2023 8-K Submission of Matters to a Vote of Security Holders  Interactive Data
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549"
05/04/2023 8-K Quarterly results
03/02/2023 8-K Quarterly results
01/31/2023 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "FIDUS INVESTMENT CORPORATION ANNOUNCES DEEMED DISTRIBUTION OF $1.65 PER SHARE AND U.S. FEDERAL INCOME TAX TREATMENT OF 2022 DIVIDENDS EVANSTON, Ill., January 31, 2023 - Fidus Investment Corporation , provider of customized debt and equity financing solutions, primarily to lower middle-market companies based in the United States, announced today a $1.65 deemed distribution to shareholders of record as of December 31, 2022 and the U.S. federal income tax treatment of its 2022 dividends. Deemed Distribution of $1.65 per share The Company announced a deemed distribution of $1.65 per share attributable to common stockholders of record as of the close of business on December 31, 2022. We have provided a number of questions and answers below regarding deemed distributions generally, as we believe..."
11/10/2022 8-K Quarterly results
11/03/2022 8-K Quarterly results
08/23/2022 8-K Quarterly results
08/04/2022 8-K Quarterly results
06/30/2022 8-K Quarterly results
06/30/2022 8-K Quarterly results
06/09/2022 8-K Quarterly results
05/05/2022 8-K Quarterly results
03/03/2022 8-K Quarterly results
02/16/2022 8-K Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 of the Securities Exchange Act of 1934 Date of Report : February 15, 2022 Fidus Investment Corporation Maryland 814-00861 27-5017321 1603 Orrington Avenue, Suite 1005, Evanston, Illinois 60201 Registrant's telephone number, including area code: 847-859-3940 Not Applicable Former name or former address, if changed since last report Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-comm...",
"FIDUS INVESTMENT CORPORATION DECLARES FIRST QUARTER 2022 DIVIDEND"
11/04/2021 8-K Quarterly results
10/08/2021 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 of the Securities Exchange Act of 1934 Date of Report : October 8, 2021 Fidus Investment Corporation Maryland 814-00861 27-5017321 1603 Orrington Avenue, Suite 1005 Evanston, Illinois 60201 859-3940 N/A Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) ☐ Pre-commencement communications pursuant to Rule 1...",
"Fifth Supplemental Indenture, between Fidus Investment Corporation and U.S. Bank National Association, as trustee",
"Opinion of Eversheds Sutherland (US) LLP"
10/04/2021 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Underwriting Agreement, by and among Fidus Investment Corporation, Fidus Investment Advisors, LLC and Raymond James & Associates, Inc",
"Notice of Redemption of 6.000% Notes due 2024",
"Notice of Redemption of 5.375% Notes due 2024"
08/05/2021 8-K Quarterly results
07/15/2021 8-K Submission of Matters to a Vote of Security Holders
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 of the Securities Exchange Act of 1934 Date of Report : July 14, 2021 Fidus Investment Corporation Maryland 814-00861 27-5017321 1603 Orrington Avenue, Suite 1005, Evanston, Illinois 60201 Registrant's telephone number, including area code: 847-859-3940 Not Applicable Former name or former address, if changed since last report Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commence..."
05/06/2021 8-K Quarterly results
02/25/2021 8-K Quarterly results
12/23/2020 8-K Other Events
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 of the Securities Exchange Act of 1934 Date of Report : December 23, 2020 Fidus Investment Corporation Maryland 814-00861 27-5017321 1603 Orrington Avenue, Suite 1005 Evanston, Illinois 60201 859-3940 N/A Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) ☐ Pre-commencement communications pursuant to Rule..."
12/23/2020 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 of the Securities Exchange Act of 1934 Date of Report : December 23, 2020 Fidus Investment Corporation Maryland 814-00861 27-5017321 1603 Orrington Avenue, Suite 1005 Evanston, Illinois 60201 859-3940 N/A Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) ☐ Pre-commencement communications pursuant to Rule...",
"Fourth Supplemental Indenture, between Fidus Investment Corporation and U.S. Bank National Association, as trustee",
"Opinion of Eversheds Sutherland (US) LLP"
12/22/2020 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Underwriting Agreement, by and among Fidus Investment Corporation, Fidus Investment Advisors, LLC and Raymond James & Associates, Inc"
10/29/2020 8-K Quarterly results
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 of the Securities Exchange Act of 1934 Date of Report : October 29, 2020 Fidus Investment Corporation Maryland 814-00861 27-5017321 1603 Orrington Avenue, Suite 1005, Evanston, Illinois 60201 Registrant's telephone number, including area code: 847-859-3940 Not Applicable Former name or former address, if changed since last report Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-comme...",
"FIDUS INVESTMENT CORPORATION ANNOUNCES THIRD QUARTER 2020 FINANCIAL RESULTS"
08/06/2020 8-K Quarterly results
06/29/2020 8-K Quarterly results
06/05/2020 8-K Submission of Matters to a Vote of Security Holders
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 of the Securities Exchange Act of 1934 Date of Report : June 4, 2020 Fidus Investment Corporation Maryland 814-00861 27-5017321 1603 Orrington Avenue, Suite 1005, Evanston, Illinois 60201 Registrant's telephone number, including area code: 847-859-3940 Not Applicable Former name or former address, if changed since last report Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencem..."
04/30/2020 8-K Quarterly results
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 of the Securities Exchange Act of 1934 Date of Report : April 30, 2020 Fidus Investment Corporation Maryland 814-00861 27-5017321 1603 Orrington Avenue, Suite 1005, Evanston, Illinois 60201 Registrant's telephone number, including area code: 847-859-3940 Not Applicable Former name or former address, if changed since last report Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commenc...",
"FIDUS INVESTMENT CORPORATION ANNOUNCES FIRST QUARTER 2020 FINANCIAL RESULTS"
02/27/2020 8-K Quarterly results
10/31/2019 8-K Quarterly results
10/16/2019 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 of the Securities Exchange Act of 1934 Date of Report : October 10, 2019 Fidus Investment Corporation Maryland 814-00861 27-5017321 1603 Orrington Avenue, Suite 1005 Evanston, Illinois 60201 859-3940 N/A Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) ☐ Pre-commencement communications pursuant to Rule ...",
"Underwriting Agreement, by and among Fidus Investment Corporation, Fidus Investment Advisors, LLC and Keefe, Bruyette & Woods, Inc., as representative of the several underwriters named therein",
"Third Supplemental Indenture, between Fidus Investment Corporation and U.S. Bank National Association, as trustee",
"Opinion of Eversheds Sutherland (US) LLP"
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