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GILMAN CIOCIA, INC. (GTAX) Create: Alert

All | News | Filings
Date FiledTypeDescription
10/21/2013 8-K Quarterly results
09/10/2013 8-K Submission of Matters to a Vote of Security Holders
06/24/2013 8-K Other Events, Financial Statements and Exhibits
Docs: "Transcript of conference call"
06/21/2013 8-K Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits
Docs: "Agreement and Plan of Merger, among National Holdings Corporation, National Acquisition Corp. and Gilman Ciocia, Inc. (The schedules and exhibits to the merger agreement are omitted pursuant to Item 601(b)(2) of Regulation S-K. The Company agrees to furnish supplementally to the SEC, upon request, a copy of any omitted schedule or exhibit.)",
"Form of Voting and Support Agreement entered into as of June 20, 2013, among National Holdings Corporation, National Acquisition Corp. and certain stockholders of Gilman Ciocia, Inc",
"Form of Michael Ryan Employment Agreement",
"JOINT PRESS RELEASE OF NATIONAL HOLDINGS CORPORATION AND GILMAN CIOCIA, INC.",
"Memo to employees and representatives of the Company from Michael Ryan"
01/15/2013 8-K Submission of Matters to a Vote of Security Holders
10/24/2012 8-K Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits
Docs: "Letter, from Sherb & Co., LLP to the Securities and Exchange Commission, regarding change in certifying accountant of the Company"
06/27/2012 8-K Form 8-K - Current report
02/22/2012 8-K Form 8-K - Current report
02/16/2012 8-K Form 8-K - Current report
02/10/2011 8-K Form 8-K - Current report
07/01/2010 8-K Form 8-K - Current report
03/19/2010 8-K Form 8-K - Current report
07/07/2009 8-K Form 8-K - Current report
12/18/2008 8-K Form 8-K -- Current report
04/25/2008 8-K Form 8-K -- Current report
02/01/2008 8-K Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers, Other Events
09/28/2007 8-K Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers
08/24/2007 8-K Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Departure of Directors or Principal Offi...
Docs: "Placement Purchase Agreement",
"Debt Conversion Agreement",
"Shareholder Agreement",
"Registration Rights Agreement",
"Employment Agreement between the Company and Michael P. Ryan"
07/25/2007 8-K Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers, Other Events
07/10/2007 8-K Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers
05/01/2007 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits
Docs: "Investor Purchase Agreement (with Exhibits)",
"Waiver of Registration Rights Agreement executed by Prime Partners, Inc., Michael Ryan and Ralph Porpora pursuant to the Investor Purchase Agreement",
"Letter from Prime Partners, Inc. executed pursuant to the Investor Purchase Agreement",
"Executed Voting Agreement"
10/23/2006 8-K Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers, Financial Statements ...
Docs: "Securities and Exchange Commission."
05/30/2006 8-K Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review
04/25/2006 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits
10/25/2005 8-K Changes in Registrant.s Certifying Accountant, Financial Statements and Exhibits
Docs: "Letter from Radin Glass & Co., LLP to Gilman + Ciocia, Inc."
08/18/2005 8-K Other Events
05/19/2005 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits
Docs: "Arrangement with Edward Cohen Page 2"
05/03/2005 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits
Docs: "AMENDMENT NO.3 TO FORBEARANCE AGREEMENT"
11/17/2004 8-K Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers
05/13/2004 8-K Quarterly results
Docs: "ITEM 7. Financial Statements, Pro Forma Financial Information and Exhibits",
"CAUTIONARY STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995"
03/30/2004 8-K Other events, Financial statements and exhibits
Docs: "Amendment No.2 to Forbearance Agreement"
12/18/2003 8-K Other events, Financial statements and exhibits
Docs: "Definitive Agreement, between Pinnacle Taxx Advisors LLC and Gilman + Ciocia, Inc."
11/19/2003 8-K/A Changes in registrant's certifying accountant, Financial statements and exhibits
Docs: "Letter from Grant Thornton, LLP to Gilman + Ciocia, Inc.",
"Letter from Grant Thornton, LLP to Gilman + Ciocia, Inc."
11/12/2003 8-K Changes in registrant's certifying accountant, Financial statements and exhibits
Docs: "INDEPENDENT AUDITORS' SUPPLEMENTARY REPORT",
"Letter from Grant Thornton, LLP to Gilman + Ciocia, Inc."
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