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GILMAN CIOCIA, INC. (GTAX) Create: Alert

All | News | Filings
Date FiledTypeDescription
10/21/2013 15-12G Form 15-12G - Securities registration termination [Section 12(g)]
10/21/2013 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments
10/21/2013 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments
10/21/2013 8-K Quarterly results
09/27/2013 10-K Annual Report for the period ended June 30, 2013
09/10/2013 8-K Submission of Matters to a Vote of Security Holders
09/03/2013 SC 13D/A STEEL PARTNERS HOLDINGS L.P. reports a 5% stake in Gilman Ciocia, Inc.
08/23/2013 SC 13D/A STEEL PARTNERS HOLDINGS L.P. reports a 6.9% stake in Gilman Ciocia, Inc.
08/09/2013 DEFM14A Form DEFM14A - Definitive proxy statement relating to merger or acquisition:
07/29/2013 SC 13D/A STEEL PARTNERS HOLDINGS L.P. reports a 8.4% stake in Gilman Ciocia, Inc.
07/03/2013 SC 13D/A WYNNEFIELD PARTNERS SMALL CAP VALUE LP reports a 31.1% stake in GILMAN CIOCIA, INC.
06/26/2013 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
06/24/2013 8-K Other Events, Financial Statements and Exhibits
Docs: "Transcript of conference call"
06/24/2013 425 Form 425 - Prospectuses and communications, business combinations
06/21/2013 8-K Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits
Docs: "Agreement and Plan of Merger, among National Holdings Corporation, National Acquisition Corp. and Gilman Ciocia, Inc. (The schedules and exhibits to the merger agreement are omitted pursuant to Item 601(b)(2) of Regulation S-K. The Company agrees to furnish supplementally to the SEC, upon request, a copy of any omitted schedule or exhibit.)",
"Form of Voting and Support Agreement entered into as of June 20, 2013, among National Holdings Corporation, National Acquisition Corp. and certain stockholders of Gilman Ciocia, Inc",
"Form of Michael Ryan Employment Agreement",
"JOINT PRESS RELEASE OF NATIONAL HOLDINGS CORPORATION AND GILMAN CIOCIA, INC.",
"Memo to employees and representatives of the Company from Michael Ryan"
06/21/2013 425 Form 425 - Prospectuses and communications, business combinations
05/15/2013 10-Q Quarterly Report for the period ended March 31, 2013
02/14/2013 10-Q Quarterly Report for the period ended December 31, 2012
01/15/2013 8-K Submission of Matters to a Vote of Security Holders
12/14/2012 ARS Form ARS - Annual Report to Security Holders
11/30/2012 DEF 14A Form DEF 14A - Other definitive proxy statements
11/19/2012 10-Q Quarterly Report for the period ended September 30, 2012
11/14/2012 NT 10-Q Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB
10/29/2012 10-K/A Annual Report for the period ended June 30, 2012 [amend]
10/24/2012 8-K Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits
Docs: "Letter, from Sherb & Co., LLP to the Securities and Exchange Commission, regarding change in certifying accountant of the Company"
09/28/2012 10-K Annual Report for the period ended June 30, 2012
07/31/2012 D Form D - Notice of Exempt Offering of Securities
06/27/2012 8-K Form 8-K - Current report
05/15/2012 10-Q Quarterly Report for the period ended March 31, 2012
05/02/2012 D Form D - Notice of Exempt Offering of Securities
02/22/2012 8-K Form 8-K - Current report
02/16/2012 8-K Form 8-K - Current report
02/13/2012 10-Q Quarterly Report for the period ended December 31, 2011
01/03/2012 SC 13D/A STEEL PARTNERS HOLDINGS L.P. reports a 10.7% stake in Gilman Ciocia, Inc.
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