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Stellus Capital Investment Corp (SCM) Create: Alert

All | News | Filings
Date FiledTypeDescription
08/11/2023 424B2 Form 424B2 - Prospectus [Rule 424(b)(2)]:
08/09/2023 10-Q Quarterly Report for the period ended June 30, 2023
05/09/2023 10-Q Quarterly Report for the period ended March 31, 2023
04/25/2023 DEF 14A Form DEF 14A - Other definitive proxy statements:
11/15/2022 40-17G Form 40-17G - Fidelity Bond [Rule 17G-1(g)]:
11/03/2022 10-Q Quarterly Report for the period ended September 30, 2022
08/29/2022 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits  Interactive Data
Docs: "[Letterhead of Eversheds Sutherland LLP]",
"AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENT"
08/29/2022 424B2 Form 424B2 - Prospectus [Rule 424(b)(2)]:
08/24/2022 EFFECT Form EFFECT - Notice of Effectiveness:
08/19/2022 N-2/A Form N-2/A - Registration statement for closed-end investment companies: [Amend]
08/03/2022 10-Q Quarterly Report for the period ended June 30, 2022
06/24/2022 8-K Quarterly results
06/17/2022 N-2 Form N-2 - Registration statement for closed-end investment companies:
05/19/2022 8-K Quarterly results
05/11/2022 10-Q Quarterly Report for the period ended March 31, 2022
05/09/2022 APP ORDR Form APP ORDR - 40-APP Order:
04/22/2022 DEF 14A Form DEF 14A - Other definitive proxy statements:
04/11/2022 APP NTC Form APP NTC - 40-APP Notice:
04/06/2022 40-APP/A Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
04/01/2022 PRE 14A Form PRE 14A - Other preliminary proxy statements:
03/21/2022 40-APP/A Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
03/01/2022 10-K Annual Report for the period ended December 31, 2021
02/18/2022 40-APP/A Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
12/22/2021 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "First Amendment and Commitment Increase to Amended and Restated Senior Secured Revolving Credit Agreement, among Stellus Capital Investment Corporation, the lenders party thereto, and Zions Bancorporation, N.A. dba Amegy Bank, as the administrative agent"
12/14/2021 8-K Quarterly results
11/16/2021 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits
Docs: "Opinion of Eversheds Sutherland (US) LLP",
"Equity Distribution Agreement, by and among Stellus Capital Investment Corporation and Stellus Capital Management, LLC, on the one hand, and Keefe, Bruyette & Woods, Inc. and Raymond James & Associates, Inc., on the other hand"
11/16/2021 424B2 Form 424B2 - Prospectus [Rule 424(b)(2)]:
11/09/2021 40-17G Form 40-17G - Fidelity Bond [Rule 17G-1(g)]:
10/28/2021 10-Q Quarterly Report for the period ended September 30, 2021
08/12/2021 40-APP Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940:
08/02/2021 10-Q Quarterly Report for the period ended June 30, 2021
06/25/2021 8-K Quarterly results
05/06/2021 10-Q Quarterly Report for the period ended March 31, 2021
04/23/2021 DEF 14A Form DEF 14A - Other definitive proxy statements:
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