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GLADSTONE INVESTMENT CORPORATION (GAIN) Create: Alert

All | News | Filings
Date FiledTypeDescription
10/10/2023 8-K Quarterly results
08/03/2023 8-K Submission of Matters to a Vote of Security Holders  Interactive Data
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION"
08/02/2023 8-K Quarterly results
07/11/2023 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION",
"Gladstone Investment Announces Monthly Cash Distributions for July, August and September 2023, a Supplemental Distribution to Common Stockholders, and Earnings Release and Conference Call Dates for the First Fiscal Quarter"
05/31/2023 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Fourth Supplemental Indenture between Gladstone Investment Corporation and UMB Bank, National Association",
"Opinion of Kirkland & Ellis LLP"
05/24/2023 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits  Interactive Data
Docs: "Underwriting Agreement, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Oppenheimer & Co. Inc., as representative of the several underwriters named therein",
"Underwriting Agreement, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Oppenheimer & Co. Inc., as representative of the several underwriters named therein"
05/10/2023 8-K Quarterly results
Docs: "Gladstone Investment Corporation Reports Financial Results for its Fourth Quarter and Fiscal Year Ended March 31, 2023"
04/14/2023 8-K Quarterly results
02/01/2023 8-K Quarterly results
01/10/2023 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION",
"Gladstone Investment Announces Monthly Cash Distributions for January, February, and March 2023, a Supplemental Distribution to Common Stockholders, and Third Fiscal Quarter Earnings Release and Conference Call Dates"
11/01/2022 8-K Quarterly results
10/12/2022 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "Gladstone Investment Announces Election of Paula Novara as Director"
10/11/2022 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION",
"Gladstone Investment Announces Increase in Monthly Cash Distributions for October, November, and December 2022, a Supplemental Distribution to Common Stockholders, and Second Fiscal Quarter Earnings Release and Conference Call Dates"
08/16/2022 8-K Quarterly results
08/04/2022 8-K Quarterly results
08/03/2022 8-K Quarterly results
Docs: "Gladstone Investment Corporation Reports Financial Results for its First Quarter Ended June 30, 2022"
07/12/2022 8-K Quarterly results
05/11/2022 8-K Quarterly results
04/12/2022 8-K Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15 of the Securities Exchange Act of 1934 Date of Report : April 12, 2022 Gladstone Investment Corporation Delaware 814-00704 83-0423116 1521 Westbranch Drive, Suite 100, McLean, Virginia 22102 287-5800 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) ☐ Pre-commencement communications pursuant to Rule 13e-...",
"Gladstone Investment Announces Monthly Cash Distributions for April, May, and June 2022 and and a Supplemental Distribution to Common Stockholders"
02/08/2022 8-K Quarterly results
01/11/2022 8-K Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15 of the Securities Exchange Act of 1934 Date of Report : January 11, 2022 Gladstone Investment Corporation Delaware 814-00704 83-0423116 1521 Westbranch Drive, Suite 100, McLean, Virginia 22102 287-5800 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) ☐ Pre-commencement communications pursuant to Rule 13...",
"EX-99.1."
01/10/2022 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION"
12/13/2021 8-K Quarterly results
11/02/2021 8-K Quarterly results
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15 of the Securities Exchange Act of 1934 Date of Report : November 2, 2021 Gladstone Investment Corporation Delaware 814-00704 83-0423116 1521 Westbranch Drive, Suite 100 McLean, Virginia 22102 Registrant's telephone number, including area code: 287-5800 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) ☐ Pr...",
"Gladstone Investment Corporation Reports Financial Results for its Second Quarter Ended September 30, 2021"
10/12/2021 8-K Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15 of the Securities Exchange Act of 1934 Date of Report : October 12, 2021 Gladstone Investment Corporation Delaware 814-00704 83-0423116 1521 Westbranch Drive, Suite 100, McLean, Virginia 22102 287-5800 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) ☐ Pre-commencement communications pursuant to Rule 13...",
"Gladstone Investment Announces Increased Monthly Cash Distributions for October, November, and December 2021, a Supplemental Distribution to Common Stockholders and Second Fiscal Quarter Earnings Release and Conference Call Dates"
10/07/2021 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 of the Securities Exchange Act of 1934 Date of Report : October 7, 2021 Gladstone Investment Corporation Delaware 814-00704 83-0423116 1521 Westbranch Drive, Suite 100, McLean, Virginia 22102 287-5800 N/A Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communication pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) ☐ Pre-commencement communications pursuant to Rule ..."
08/20/2021 8-K Quarterly results
08/18/2021 8-K Quarterly results
08/12/2021 8-K Quarterly results
08/05/2021 8-K Quarterly results
08/05/2021 8-K Submission of Matters to a Vote of Security Holders
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 of the Securities Exchange Act of 1934 Date of Report : August 5, 2021 Gladstone Investment Corporation Delaware 814-00704 83-0423116 1521 Westbranch Drive, Suite 100, McLean, Virginia 22102 287-5800 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) ☐ Pre-commencement communications pursuant to Rule 13e..."
08/02/2021 8-K Quarterly results
07/13/2021 8-K Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "Gladstone Investment Announces Monthly Cash Distributions for July, August and September 2021, a Supplemental Distribution to Common Stockholders and First Fiscal Quarter Earnings Release and Conference Call Dates"
05/11/2021 8-K Quarterly results
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