| Date Filed | Type | Description |
| 06/16/2017 |
4
| SIMON JOHN (10% Owner) has filed a Form 4 on Northern Power Systems Corp.|
Txns:
| Granted 185,039 shares
@ $0.1574, valued at
$29.1k
|
|
| 05/30/2017 |
4
| SIMON JOHN (10% Owner) has filed a Form 4 on Northern Power Systems Corp.|
Txns:
| Granted 30,000 shares
@ $0 |
|
| 12/09/2016 |
SC 13D/A
| SIMON JOHN reports a 13.3% stake in Northern Power Systems Corp. |
| 12/08/2016 |
4
| SIMON JOHN (10% Owner) has filed a Form 4 on Northern Power Systems Corp. |
| 12/02/2016 |
4
| SIMON JOHN (10% Owner) has filed a Form 4 on Northern Power Systems Corp. |
| 11/28/2016 |
4
| SIMON JOHN (10% Owner) has filed a Form 4 on Northern Power Systems Corp. |
| 04/13/2016 |
SC 13D
| SIMON JOHN reports a 10.6% stake in Northern Power Systems Corp. |
| 08/25/2015 |
4
| SIMON JOHN (10% Owner) has filed a Form 4 on Northern Power Systems Corp.|
Txns:
| Bought 972,000 shares
@ $0.4421, valued at
$429.7k
Granted 15,000 shares
@ $0
Granted 81,691 shares
@ $0.44, valued at
$35.9k
|
|
| 06/10/2015 |
4
| SIMON JOHN (10% Owner) has filed a Form 4 on Northern Power Systems Corp.|
Txns:
| Bought 247,300 shares
@ $0.7144, valued at
$176.7k
|
|
| 12/15/2014 |
4
| SIMON JOHN (Director) has filed a Form 4 on CARDICA INC|
Txns:
| Granted 25,000 options to buy
@ $0.64, valued at
$16k
|
|
| 12/02/2014 |
4
| SIMON JOHN (Director) has filed a Form 4 on Northern Power Systems Corp.|
Txns:
| Disposed of 621,692 shares
@ $0
Acquired 621,692 shares
@ $0 |
|
| 09/23/2014 |
4/A
| SIMON JOHN (Director) has filed a Form 4 on CARDICA INC|
Txns:
| Granted 25,000 options to buy
@ $1.14, valued at
$28.5k
|
|
| 05/13/2014 |
4
| SIMON JOHN (Director) has filed a Form 4 on Northern Power Systems Corp.|
Txns:
| Granted 20,000 options to buy
@ $3.99, valued at
$79.8k
|
|
| 11/14/2013 |
4
| SIMON JOHN (Director) has filed a Form 4 on CARDICA INC|
Txns:
| Granted 12,200 options to buy
@ $1.14, valued at
$13.9k
|
|
| 03/22/2013 |
4
| SIMON JOHN (Director) has filed a Form 4 on CARDICA INC|
Txns:
| Granted 283,000 shares
@ $1.05, valued at
$297.2k
|
|
| 11/14/2012 |
4
| SIMON JOHN (Director) has filed a Form 4 on CARDICA INC|
Txns:
| Granted 12,200 options to buy
@ $1.15, valued at
$14k
|
|
| 02/14/2012 |
4
| SIMON JOHN (Director) has filed a Form 4 on CARDICA INC|
Txns:
| Bought 150,000 shares
@ $1.65, valued at
$247.5k
|
|
| 11/18/2011 |
4
| SIMON JOHN (Director) has filed a Form 4 on CARDICA INC|
Txns:
| Granted 12,200 options to buy
@ $2.13, valued at
$26k
|
|
| 11/16/2010 |
4
| SIMON JOHN (Director) has filed a Form 4 on CARDICA INC|
Txns:
| Granted 12,200 options to buy
@ $2.52, valued at
$30.7k
|
|
| 12/17/2009 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 11/12/2009 |
4
| SIMON JOHN (Director) has filed a Form 4 on CARDICA INC |
| 10/02/2009 |
4
| SIMON JOHN (Director) has filed a Form 4 on CARDICA INC |
| 09/16/2009 |
4
| SIMON JOHN (Director) has filed a Form 4 on NEUROGEN CORP |
| 06/16/2009 |
4
| SIMON JOHN (Director) has filed a Form 4 on NEUROGEN CORP |
| 03/17/2009 |
4
| SIMON JOHN (Director) has filed a Form 4 on NEUROGEN CORP |
| 12/17/2008 |
4
| SIMON JOHN (Director) has filed a Form 4 on NEUROGEN CORP |
| 12/01/2008 |
4
| SIMON JOHN (Director) has filed a Form 4 on CARDICA INC |
| 02/13/2002 |
5
| Form 5 -- Annual statement of changes in beneficial ownership of securities |
| 02/14/2001 |
5
| Form 5 -- Annual statement of changes in beneficial ownership of securities |