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LATERAL INVESTMENT MANAGEMENT, LLC
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 01/27/2023 |
40-APP/A
| Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend] |
| 09/30/2022 |
40-APP
| Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940: |
| 07/11/2019 |
SC 13D/A
| Lateral Global Investors LLC reports a 29.2% stake in FTE NETWORKS, INC. |
| 07/05/2019 |
4
| LATERAL INVESTMENT MANAGEMENT, LLC (10% Owner) has filed a Form 4 on FTE Networks, Inc.|
Txns:
| Acquired 1,500,000 shares
@ $0
Acquired 1,005,753 shares
@ $0
Acquired 505,724 shares
@ $0
Acquired 3,173,730 warrants
@ $0 |
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| 02/19/2019 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 02/19/2019 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 12/18/2018 |
SC 13D/A
| Lateral Global Investors LLC reports a 18.6% stake in FTE NETWORKS, INC. |
| 11/05/2018 |
4
| LATERAL INVESTMENT MANAGEMENT, LLC (10% Owner) has filed a Form 4 on FTE Networks, Inc.|
Txns:
| Acquired 93,560 warrants
@ $6, valued at
$561.4k
Exercised (in-or-at-the-money) 93,560 warrants
@ $6, valued at
$561.4k
Acquired 108,000 warrants
@ $6, valued at
$648k
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| 12/20/2017 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 12/20/2017 |
4/A
| LATERAL INVESTMENT MANAGEMENT, LLC (10% Owner) has filed a Form 4 on FTE Networks, Inc.|
Txns:
| Sold 254,734 options to buy
@ $0
Bought 254,734 options to buy
@ $0 |
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| 12/20/2017 |
4
| LATERAL INVESTMENT MANAGEMENT, LLC (10% Owner) has filed a Form 4 on FTE Networks, Inc.|
Txns:
| Acquired 350,538 shares
@ $0
Disposed of 350,538 shares
@ $0
Disposed of 135,986 options to buy
@ $0
Acquired 135,986 options to buy
@ $0 |
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| 11/16/2017 |
4
| LATERAL INVESTMENT MANAGEMENT, LLC (10% Owner) has filed a Form 4 on FTE Networks, Inc.|
Txns:
| Acquired 140,000 warrants
@ $10, valued at
$1.4M
Acquired 20,000 warrants
@ $10, valued at
$200k
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| 11/16/2017 |
4/A
| LATERAL INVESTMENT MANAGEMENT, LLC (10% Owner) has filed a Form 4 on FTE Networks, Inc.|
Txns:
| Acquired 79,123 options to buy
@ $0
Acquired 1,048,616 options to buy
@ $0 |
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| 11/16/2017 |
3/A
| LATERAL INVESTMENT MANAGEMENT, LLC (10% Owner) has filed a Form 3/A on FTE Networks, Inc. |
| 11/14/2017 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 05/12/2017 |
SC 13D
| Form SC 13D - General statement of acquisition of beneficial ownership: |
| 05/12/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 05/12/2017 |
3
| Form 3 - Initial statement of beneficial ownership of securities |
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