| Date Filed | Type | Description |
| 09/27/2023 |
4
| Kleinman Adam M (President) has filed a Form 4 on Great Elm Group, Inc.|
Txns:
| Granted 60,386 shares
@ $0 |
|
| 09/20/2022 |
4
| Kleinman Adam M (President) has filed a Form 4 on Great Elm Group, Inc.|
Txns:
| Granted 49,230 shares
@ $0
Granted 100,000 shares
@ $0 |
|
| 06/17/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 09/28/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 01/26/2021 |
4
| Kleinman Adam M (Chief Compliance Officer) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Granted 1,795 shares
@ $0 |
|
| 12/23/2020 |
4
| Kleinman Adam M (Chief Compliance Officer) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Granted 1,646 shares
@ $0 |
|
| 11/24/2020 |
4
| Kleinman Adam M (Chief Compliance Officer) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Granted 2,291 shares
@ $0 |
|
| 10/23/2020 |
4
| Kleinman Adam M (Chief Compliance Officer) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Granted 1,011 shares
@ $0 |
|
| 10/01/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 09/23/2020 |
4
| Kleinman Adam M (Chief Compliance Officer) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Granted 669 shares
@ $0 |
|
| 08/25/2020 |
4
| Kleinman Adam M (Chief Compliance Officer) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Granted 640 shares
@ $0 |
|
| 07/17/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 06/17/2020 |
4
| Kleinman Adam M (Chief Compliance Officer) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Granted 657 shares
@ $0 |
|
| 05/19/2020 |
4
| Kleinman Adam M (Chief Compliance Officer) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Granted 842 shares
@ $0 |
|
| 11/21/2019 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 09/03/2019 |
4
| Kleinman Adam M (Chief Compliance Officer) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Bought 350 shares
@ $8.17, valued at
$2.9k
Bought 369 shares
@ $8.25, valued at
$3k
|
|
| 08/07/2019 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 06/06/2019 |
4
| Kleinman Adam M (Chief Compliance Officer) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Bought 10,000 shares
@ $8.5, valued at
$85k
|
|
| 11/21/2018 |
4
| Kleinman Adam M (Chief Compliance Officer) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Bought 6,000 shares
@ $8.05, valued at
$48.3k
|
|
| 11/19/2018 |
4
| Kleinman Adam M (Chief Compliance Officer) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Bought 9,000 shares
@ $8.06, valued at
$72.5k
|
|
| 05/25/2018 |
4
| Kleinman Adam M (See Remarks) has filed a Form 4 on Great Elm Capital Group, Inc.|
Txns:
| Bought 20,000 shares
@ $3.8, valued at
$76k
|
|
| 11/22/2017 |
4
| Kleinman Adam M (See Remarks) has filed a Form 4 on Great Elm Capital Group, Inc.|
Txns:
| Bought 10,000 shares
@ $3.75, valued at
$37.5k
|
|
| 11/15/2017 |
4
| Kleinman Adam M (See Remarks) has filed a Form 4 on Great Elm Capital Group, Inc.|
Txns:
| Bought 20,000 shares
@ $3.65, valued at
$73k
|
|
| 11/13/2017 |
4
| Kleinman Adam M (See Remarks) has filed a Form 4 on Great Elm Capital Group, Inc.|
Txns:
| Bought 10,000 shares
@ $3.65, valued at
$36.5k
Bought 20,000 shares
@ $3.65, valued at
$73k
|
|
| 10/16/2017 |
3/A
| Form 3/A - Initial statement of beneficial ownership of securities: [Amend] |
| 10/16/2017 |
3/A
| Form 3/A - Initial statement of beneficial ownership of securities: [Amend] |
| 10/16/2017 |
3/A
| Form 3/A - Initial statement of beneficial ownership of securities: [Amend] |
| 09/25/2017 |
4
| Kleinman Adam M (See Remarks) has filed a Form 4 on Great Elm Capital Group, Inc.|
Txns:
| Granted 213,000 options to buy
@ $3.6, valued at
$766.8k
Granted 194,175 options to buy
@ $3.6, valued at
$699k
|
|
| 09/25/2017 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |