| Date Filed | Type | Description |
| 10/02/2015 |
SC 13D
| Form SC 13D - General statement of acquisition of beneficial ownership: |
| 01/16/2015 |
SC 13G
| GRACE BROTHERS LTD reports a 18.5% stake in GeoMet, Inc. |
| 12/18/2008 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 12/15/2008 |
4
| WHITMORE BRADFORD T (10% Owner) has filed a Form 4 on NANOPHASE TECHNOLOGIES CORPORATION |
| 03/02/2007 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 12/05/2006 |
SC 13D/A
| GRACE BROTHERS LTD reports a 29.6% stake in Ultralife Batteries, Inc. |
| 10/10/2006 |
SC 13D/A
| GRACE BROTHERS LTD reports a 25.6% stake in Ultralife Batteries, Inc. |
| 09/28/2006 |
SC 13D/A
| GRACE BROTHERS LTD reports a 24.2% stake in Ultralife Batteries, Inc. |
| 06/22/2006 |
SC 13D/A
| GRACE BROTHERS LTD reports a 22.4% stake in Ultralife Batteries, Inc. |
| 06/07/2006 |
SC 13D
| GRACE BROTHERS LTD reports a 20% stake in Ultralife Batteries, Inc. |
| 06/06/2006 |
SC 13G
| GRACE BROTHERS LTD reports a 16.3% stake in Silverleaf Resorts, Inc. |
| 05/30/2006 |
SC 13D/A
| GRACE BROTHERS LTD reports a 16.3% stake in Silverleaf Resorts, Inc. |
| 03/31/2006 |
SC 13G/A
| GRACE BROTHERS LTD reports a 16.1% stake in Ultralife Batteries, Inc. |
| 11/09/2005 |
SC 13D
| GRACE BROTHERS LTD reports a 2.4% stake in TCW Convertible Securities Fund, Inc. |
| 09/30/2005 |
SC 13G/A
| GRACE BROTHERS LTD reports a 15.2% stake in Ultralife Batteries, Inc. |
| 09/20/2005 |
SC 13D/A
| GRACE BROTHERS LTD reports a 0.1% stake in LADISH COMPANY, INC. |
| 08/19/2005 |
SC 13D/A
| GRACE BROTHERS LTD reports a 21.2% stake in LADISH COMPANY, INC. |
| 08/04/2005 |
SC 13D/A
| GRACE BROTHERS LTD reports a 23.2% stake in LADISH COMPANY, INC. |
| 03/10/2005 |
SC 13D/A
| GRACE BROTHERS LTD reports a 27.5% stake in LADISH COMPANY, INC. |
| 01/03/2005 |
SC 13G
| GRACE BROTHERS LTD reports a 5.5% stake in NANOGEN, INC. |
| 01/03/2005 |
SC 13G
| GRACE BROTHERS LTD reports a 9.9% stake in Ultralife Batteries, Inc. |
| 09/03/2004 |
SC 13D/A
| GRACE BROTHERS LTD reports a 19.9% stake in Nanophase Technologies Corporation |
| 04/06/2004 |
SC 13D/A
| GRACE BROTHERS LTD reports a 18.3% stake in Nanophase Technologies Corporation |
| 01/20/2004 |
SC 13G/A
| GRACE BROTHERS LTD reports a 22.9% stake in EPOCH BIOSCIENCES, INC. |
| 01/20/2004 |
SC 13G/A
| GRACE BROTHERS LTD reports a 7.3% stake in Ultralife Batteries, Inc. |
| 12/17/2003 |
SC 13D/A
| GRACE BROTHERS LTD reports a 32.8% stake in Silverleaf Resorts, Inc. |
| 10/14/2003 |
SC 13D/A
| GRACE BROTHERS LTD reports a 2.1% stake in Sunterra Corporation |
| 10/09/2003 |
SC 13D/A
| GRACE BROTHERS LTD reports a 16.5% stake in Sunterra Corporation |
| 09/19/2003 |
SC 13D
| GRACE BROTHERS LTD reports a 28.8% stake in Nanophase Technologies Corporation |
| 09/19/2003 |
SC 13D/A
| GRACE BROTHERS LTD reports a 23.4% stake in Sunterra Corporation |
| 09/10/2003 |
SC 13D/A
| GRACE BROTHERS LTD reports a 25.3% stake in Sunterra Corporation |
| 08/29/2003 |
SC 13D/A
| GRACE BROTHERS LTD reports a 26.4% stake in Sunterra Corporation |
| 08/18/2003 |
SC 13D/A
| GRACE BROTHERS LTD reports a 29.6% stake in LADISH COMPANY, INC. |
| 06/12/2003 |
SC 13D/A
| GRACE BROTHERS LTD reports a 29.6% stake in LADISH COMPANY, INC. |
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