| Date Filed | Type | Description |
| 02/15/2013 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 03/02/2012 |
4
| SCHMIDT JAMES K (Director) has filed a Form 4 on KBW, INC.|
Txns:
| Granted 4,486 shares
@ $0 |
|
| 02/09/2010 |
4
| SCHMIDT JAMES K (Director) has filed a Form 4 on KBW, INC.|
Txns:
| Granted 1,892 shares
@ $0 |
|
| 02/09/2009 |
4
| SCHMIDT JAMES K (Director) has filed a Form 4 on KBW, INC. |
| 01/08/2007 |
5
| Form 5 -- Annual statement of changes in beneficial ownership of securities |
| 01/08/2007 |
5
| SCHMIDT JAMES K (VP, the Adviser) has filed a Form 5 on HANCOCK JOHN INVESTORS TRUST |
| 01/08/2007 |
5
| SCHMIDT JAMES K (VP, the Adviser) has filed a Form 5 on HANCOCK JOHN INCOME SECURITIES TRUST /MA |
| 12/04/2006 |
5
| SCHMIDT JAMES K (VP, the Adviser) has filed a Form 5 on HANCOCK JOHN PATRIOT PREMIUM DIVIDEND FUND II |
| 12/01/2006 |
5
| SCHMIDT JAMES K (VP, the Adviser) has filed a Form 5 on HANCOCK JOHN BANK & THRIFT OPPORTUNITY FUND |
| 11/09/2006 |
5
| SCHMIDT JAMES K (VP, the Adviser) has filed a Form 5 on HANCOCK JOHN PATRIOT PREMIUM DIVIDEND FUND I |
| 09/05/2006 |
5
| SCHMIDT JAMES K (VP, the Adviser) has filed a Form 5 on JOHN HANCOCK PREFERRED INCOME FUND II |
| 09/05/2006 |
5
| SCHMIDT JAMES K (VP, the Adviser) has filed a Form 5 on JOHN HANCOCK PREFERRED INCOME FUND |
| 09/05/2006 |
5
| SCHMIDT JAMES K (VP, the Adviser) has filed a Form 5 on HANCOCK JOHN PATRIOT GLOBAL DIVIDEND FUND |
| 08/07/2006 |
5
| SCHMIDT JAMES K (VP, the Adviser) has filed a Form 5 on HANCOCK JOHN PATRIOT SELECT DIVIDEND TRUST |
| 06/06/2006 |
5
| SCHMIDT JAMES K (VP, the Adviser) has filed a Form 5 on JOHN HANCOCK PREFERRED INCOME FUND III |
| 06/06/2006 |
5
| SCHMIDT JAMES K (VP, the Adviser) has filed a Form 5 on HANCOCK JOHN PATRIOT PREFERRED DIVIDEND FUND |