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Cai Chenyu Caroline
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 11/02/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 01/11/2022 |
4
| Cai Chenyu Caroline (Executive Vice President) has filed a Form 4 on Pzena Investment Management, Inc.|
Txns:
| Sold 5,715 shares
@ $9.8452, valued at
$56.3k
Sold 328 shares
@ $9.75, valued at
$3.2k
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| 01/06/2022 |
4
| Cai Chenyu Caroline (Executive Vice President) has filed a Form 4 on Pzena Investment Management, Inc.|
Txns:
| Sold 500 shares
@ $9.7601, valued at
$4.9k
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| 01/04/2022 |
4
| Cai Chenyu Caroline (Executive Vice President) has filed a Form 4 on Pzena Investment Management, Inc.|
Txns:
| Granted 48,701 shares
@ $0
Granted 48,701 options to buy
@ $0
Granted 661,341 options to buy
@ $0 |
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| 01/03/2022 |
4
| Cai Chenyu Caroline (Executive Vice President) has filed a Form 4 on Pzena Investment Management, Inc.|
Txns:
| Sold 1,200 shares
@ $9.7525, valued at
$11.7k
Sold 2,900 shares
@ $9.7874, valued at
$28.4k
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| 12/28/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 12/23/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 12/21/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 12/20/2021 |
144
| Form 144 - Report of proposed sale of securities: |
| 11/15/2021 |
4
| Cai Chenyu Caroline (Executive Vice President) has filed a Form 4 on Pzena Investment Management, Inc.|
Txns:
| Paid exercise price by delivering 3,929 shares
@ $11.34, valued at
$44.6k
Exercised 5,615 options to buy
@ $4.77, valued at
$26.8k
Exercised 5,615 options to buy
@ $0
Paid exercise price by delivering 3,929 options to buy
@ $11.34, valued at
$44.6k
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| 06/04/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 01/05/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 12/29/2020 |
4
| Cai Chenyu Caroline (Executive Vice President) has filed a Form 4 on Pzena Investment Management, Inc.|
Txns:
| Sold 401 shares
@ $7.9012, valued at
$3.2k
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| 12/22/2020 |
4
| Cai Chenyu Caroline (Executive Vice President) has filed a Form 4 on Pzena Investment Management, Inc.|
Txns:
| Exercised 5,882 options to buy
@ $0
Exercised 5,882 options to buy
@ $0
Exercised 51,948 options to buy
@ $0
Exercised 51,948 options to buy
@ $0 |
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| 12/18/2020 |
4
| Cai Chenyu Caroline (Executive Vice President) has filed a Form 4 on Pzena Investment Management, Inc.|
Txns:
| Paid exercise price by delivering 5,528 shares
@ $7.82, valued at
$43.2k
Exercised 5,617 options to buy
@ $0
Paid exercise price by delivering 5,528 options to buy
@ $7.82, valued at
$43.2k
Exercised 5,617 options to buy
@ $7.58, valued at
$42.6k
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| 01/03/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 12/23/2019 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 12/16/2019 |
4
| Cai Chenyu Caroline (Executive Vice President) has filed a Form 4 on Pzena Investment Management, Inc.|
Txns:
| Exercised 30,000 shares
@ $0
Paid exercise price by delivering 28,353 shares
@ $8.81, valued at
$249.8k
Exercised 50,000 shares
@ $0
Paid exercise price by delivering 47,114 shares
@ $8.94, valued at
$421.2k
Exercised 30,000 options to buy
@ $8, valued at
$240k
Exercised 50,000 options to buy
@ $8, valued at
$400k
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| 12/03/2019 |
4
| Cai Chenyu Caroline (Executive Vice President) has filed a Form 4 on Pzena Investment Management, Inc.|
Txns:
| Exercised 100,000 shares
@ $0
Paid exercise price by delivering 94,700 shares
@ $8.89, valued at
$841.9k
Exercised 100,000 options to buy
@ $8, valued at
$800k
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| 02/15/2019 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
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