| Date Filed | Type | Description |
| 03/26/2012 |
PRN
| OncoSec Announces $7.75 Million Public Offering |
| 02/07/2012 |
PRN
| Spherix Announces Closing of Registered Direct Offering of $1.15 Million in Common Stock and Warrants |
| 12/09/2011 |
PRN
| Cell Therapeutics, Inc. Announces Institutional Investors Purchase $20 Million of Preferred Stock and Warrants |
| 11/23/2011 |
PRN
| IceWEB, Inc. Completes a Private Placement of Convertible Notes for Principal Amount of $2,012,500 |
| 08/18/2011 |
PRN
| Millennium HealthCare Inc. to Present at the Rodman & Renshaw 2011 Annual Global Investment Conference |
| 08/16/2011 |
BW
| Rodman & Renshaw Announces Details of a Financial Services Industry Panel Taking Place on September 13, 2011 During the Rodman & Renshaw Annual Global Investment Conference at The Waldorf = Astoria in New York City |
| 08/12/2011 |
BW
| Rodman Reports Second Quarter 2011 Financial Results |
| 07/15/2011 |
BW
| Rodman & Renshaw Acts as Joint Book-Running Manager to Towerstream Corporation Underwritten Registered Offering of Common Stock |
| 07/14/2011 |
BW
| Rodman & Renshaw Acts as a Co-Manager to Ventrus Biosciences, Inc. Underwritten Registered Offering of Common Stock |
| 07/11/2011 |
BW
| Rodman & Renshaw Capital Group, Inc. Hires Gordon K. “Rusty” Johnson as Managing Director, Healthcare Investment Banking |
| 07/11/2011 |
BW
| Michael G. King, Jr., Re-Joins Rodman & Renshaw as Managing Director and Senior Biotechnology Analyst |
| 07/11/2011 |
BW
| Rodman & Renshaw Capital Group, Inc. Hires Xen A. Galinas as Managing Director and Head of Shipping & Marine Services, Investment Banking |
| 06/30/2011 |
PRN
| Cell Therapeutics, Inc. Announces Institutional Investors Purchase $30 Million of Preferred Stock and Warrants |
| 06/06/2011 |
BW
| Rodman & Renshaw to Present at the Sandler O'Neill Global Exchange and Brokerage Conference on June 9, 2011 |
| 05/11/2011 |
BW
| Rodman & Renshaw Acts as a Co-Manager to Mattson Technology, Inc. Underwritten Public Offering of Common Stock |
| 05/10/2011 |
BW
| Rodman & Renshaw Acts as a Co-Manager to Universal Business Payment Solutions Acquisition Corporation Initial Public Offering |
| 05/04/2011 |
BW
| CORRECTING and REPLACING Rodman & Renshaw Acts as a Co-Manager to Keryx Biopharmaceuticals, Inc. in Common Stock Offering |
| 05/03/2011 |
BW
| Rodman Reports First Quarter 2011 Financial Results |
| 05/02/2011 |
BW
| Rodman & Renshaw Broadens Equity Research Platform with the Hiring of Two Senior Analysts |
| 05/02/2011 |
BW
| Rodman & Renshaw Capital Group, Inc. Broadens Equity Research Platform with the Hiring of Two Senior Analysts |
| 04/28/2011 |
PRN
| Cell Therapeutics, Inc. Announces Institutional Investors Purchase Approximately $16.0 Million of Preferred Stock and Warrants |
| 04/27/2011 |
BW
| Rodman & Renshaw Capital Group, Inc. Schedules First Quarter 2011 Financial Results Call for May 3, 2011 |
| 04/20/2011 |
BW
| Rodman & Renshaw Acts as Joint Book-Running Manager to Mission NewEnergy Limited Pricing of Initial Offer |
| 04/12/2011 |
BW
| Rodman & Renshaw Announces Discussion on DNA Radiowaves: Impact on Diagnostic and Treatment of Chronic Diseases with Nobel Prize Winner Luc Montagnier, M.D., Ph.D. |
| 04/11/2011 |
BW
| Rodman & Renshaw Acts as Exclusive Placement Agent and Advisor in Novelos Therapeutics, Inc. Acquisition and $5.1Million Financing to Develop 3 Novel Cancer-Targeted Compounds |
| 04/08/2011 |
BW
| Rodman & Renshaw Capital Group, Inc. Completes Acquisition of Hudson Holding Corporation |
| 04/08/2011 |
MW
| BIOLASE Technology to Raise Approximately $1.80 Million From Institutional Investors at $5.60 per Share |
| 04/08/2011 |
BW
| Rodman & Renshaw Once Again Ranked #1 Investment Bank in PIPE Market by Deal Volume |
| 04/06/2011 |
BW
| Rodman & Renshaw Acts as a Co-Manager to PolyMedix, Inc. Underwritten Offering |
| 04/05/2011 |
BW
| Rodman & Renshaw Acts as a Co-Placement Agent to Li3 Energy, Inc. In Private Placement Offering |
| 03/31/2011 |
BW
| Rexahn Closes $10 Million in Registered Direct Offering |
| 03/28/2011 |
BW
| Rexahn to Raise $10 Million in Registered Direct Offering |
| 03/28/2011 |
BW
| Rodman & Renshaw Announces Exercise of Hyperdynamics Over-Allotment Option |
| 03/25/2011 |
BW
| Rodman & Renshaw Acts as a Co-Manager to Endeavour International Corporation in Upsized Public Offering of Common Stock |
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