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DIRECT MARKETS HOLDINGS CORP. (MKTS) Create: Alert

All | News | Filings
Date FiledTypeDescription
10/16/2012 8-K Quarterly results
09/19/2012 8-K Other Events, Financial Statements and Exhibits
Docs: "DIRECT MARKETS HOLDINGS CORP TO SEEK VOLUNTARY DELISTING FROM NASDAQ"
09/14/2012 8-K Other Events
09/12/2012 8-K Other Events
08/30/2012 8-K Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Departure of Directors o...
08/24/2012 8-K Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
08/22/2012 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
08/21/2012 8-K Other Events
08/14/2012 8-K Quarterly results
Docs: "Direct Markets Holdings Corp. Announces 2nd Quarter 2012 Financial Results"
07/03/2012 8-K Form 8-K - Current report
06/21/2012 8-K Other Events, Financial Statements and Exhibits
Docs: "Direct Markets Holdings Corp. Provides Executive Update"
05/25/2012 8-K Resignation/termination of a director
05/15/2012 8-K Conference call transcript
Docs: "Transcript of the teleconference held by Rodman & Renshaw Capital Group, Inc. on May 15, 2012 at 10:00 a.m. Eastern Time."
05/15/2012 8-K Quarterly results, Appointed a new director
Docs: "Rodman & Renshaw Capital Group Announces 1st Quarter 2012 Financial Results",
"Rodman & Renshaw Announces Implementation Plan for Name Change to Direct Markets Holdings Corp., New Business Strategy and Board Changes"
05/08/2012 8-K Submission of Matters to a Vote of Security Holders
03/14/2012 8-K Form 8-K - Current report
02/23/2012 8-K Form 8-K - Current report
02/02/2012 8-K Other Events, Financial Statements and Exhibits
Docs: "Rodman & Renshaw Launches DirectMarkets: First-Ever 24/7 Automated Electronic Transaction Platform To Link Issuers with Investors for Primary Offerings of Securities by Existing Publicly-Traded Companies"
11/18/2011 8-K Form 8-K - Current report
11/04/2011 8-K Form 8-K - Current report
11/01/2011 8-K Results of Operations and Financial Condition, Other Events, Financial Statements and Exhibits
Docs: "Rodman Announces Private Placement Financing of Convertible Debt and Warrants Reports Investment Banking Outlook, Operating Cost Reductions and Third Quarter 2011 Financial Results Conference call scheduled for 11:00 AM ET to discuss events"
08/12/2011 8-K Form 8-K - Current report
07/22/2011 8-K Appointed a new director
05/10/2011 8-K Form 8-K - Current report
05/03/2011 8-K Form 8-K - Current report
04/08/2011 8-K Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "Contact Information"
02/16/2011 8-K Form 8-K - Current report
02/16/2011 8-K Quarterly results
Docs: "Rodman Reports 2010 Financial Results"
01/05/2011 8-K Form 8-K - Current report
12/02/2010 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "RODMAN & RENSHAW CAPITAL GROUP, INC. 2010 STOCK AWARD AND INCENTIVE PLAN Restricted Stock Units Agreement This Restricted Stock Units Agreement confirms the grant on November 30, 2010 , by Rodman & Renshaw Capital Group, Inc., a Delaware corporation , to __________ of Restricted Stock Units , as follows:"
11/15/2010 8-K Results of Operations and Financial Condition, Other Events
Docs: "Rodman Reports Nine Months and Third Quarter 2010 Financial Results Expands Stock Repurchase Program"
09/14/2010 8-K Form 8-K - Current report
08/03/2010 8-K Form 8-K - Current report
05/12/2010 8-K Other Events, Financial Statements and Exhibits
Docs: "Rodman Withdraws Shelf Registration Statement May 12, 2010 - Rodman & Renshaw Capital Group, Inc. today announced that it has filed a Form RW with the Securities and Exchange Commission pursuant to Rule 477 under the Securities Act of 1933, as amended, requesting the withdrawal of the Shelf Registration Statement initially filed on October 21, 2009 and declared effective on December 10, 2009. The shelf registration statement covers the potential resale by specified selling stockholders of up to three million outstanding shares and the sale of up to $75 million of undesignated securities by the Corporation. Edward Rubin, Rodman & Renshaw's CEO and President said, “We filed the shelf registration statement in late 2009 in the face of significant capital market uncertainty as a measure to..."
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