| Date Filed | Type | Description |
| 07/03/2012 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 07/03/2012 |
4
| Cohen Richard (Director) has filed a Form 4 on DIRECT MARKETS HOLDINGS CORP. |
| 07/03/2012 |
4
| HAAS MARVIN I (Director) has filed a Form 4 on DIRECT MARKETS HOLDINGS CORP. |
| 05/04/2012 |
4
| FRIEDMAN MARK L (Director) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 05/04/2012 |
4
| Cohen Richard (Director) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 05/04/2012 |
4
| CHURCHILL WINSTON J (Director) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC.|
Txns:
| Granted 35,000 shares
@ $0 |
|
| 05/04/2012 |
4
| HAAS MARVIN I (Director) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 03/13/2012 |
3
| Lupowitz Kevin (CEO of Direct Markets, Inc.) has filed a Form 3 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 03/09/2012 |
4
| Horin David J (CFO) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 05/06/2011 |
4
| FRIEDMAN MARK L (Director) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 05/06/2011 |
4
| DRYDEN SAM (Director) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 05/06/2011 |
4
| DRAKE PETER F (Director) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 05/06/2011 |
4
| Cohen Richard (Director) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 05/06/2011 |
4
| HAAS MARVIN I (Director) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 04/12/2011 |
4
| SANFILIPPO ANTHONY M (President) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 04/12/2011 |
3
| SANFILIPPO ANTHONY M (President) has filed a Form 3 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 12/02/2010 |
4
| VASINKEVICH MICHAEL (Vice Chairman) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 12/02/2010 |
4
| RUBIN EDWARD (CEO) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 12/02/2010 |
4
| BORER JOHN J III (Snr Mging Dir-Head Invmt Bkg) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 08/18/2010 |
4
| CHURCHILL WINSTON J (Director) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 08/13/2010 |
4
| Clark Wesley (Director) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 05/24/2010 |
4
| FRIEDMAN MARK L (Director) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 05/19/2010 |
4
| FRIEDMAN MARK L (Director) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 05/10/2010 |
4
| CHURCHILL WINSTON J (Director) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 03/17/2010 |
4
| Horin David J (CFO) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 12/29/2009 |
4
| Horin David J (CFO) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC.|
Txns:
| Granted 28,748 shares
@ $0 |
|
| 11/18/2009 |
4
| FRIEDMAN MARK L (Director) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 11/02/2009 |
4
| DRAKE PETER F (Director) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 11/02/2009 |
4
| CHURCHILL WINSTON J (Director) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 11/02/2009 |
4
| HAAS MARVIN I (Director) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 11/02/2009 |
4
| Cohen Richard (Director) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 08/07/2009 |
4
| FRIEDMAN MARK L (Director) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC. |
| 02/10/2009 |
4
| Horin David J (CFO) has filed a Form 4 on RODMAN & RENSHAW CAPITAL GROUP, INC. |