| Date Filed | Type | Description |
| 08/11/2023 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 05/10/2023 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 02/14/2023 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 12/05/2022 |
13F-NT/A
| Form 13F-NT/A - Quarterly report filed by institutional managers, Notice: [Amend] |
| 11/14/2022 |
13F-NT/A
| Form 13F-NT/A - Quarterly report filed by institutional managers, Notice: [Amend] |
| 11/14/2022 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 09/28/2022 |
3
| Weiss Asset Management LP (10% Owner) has filed a Form 3 on Theravance Biopharma, Inc. |
| 08/15/2022 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 05/13/2022 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 02/14/2022 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 11/12/2021 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 08/19/2021 |
4
| Weiss Asset Management LP (Former 10% owner.) has filed a Form 4 on Thunder Bridge Capital Partners IV, Inc. |
| 08/13/2021 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 07/02/2021 |
3
| Weiss Asset Management LP (10% Owner) has filed a Form 3 on Thunder Bridge Capital Partners IV, Inc. |
| 05/17/2021 |
4
| Weiss Asset Management LP (10% Owner) has filed a Form 4 on Marquee Raine Acquisition Corp.|
Txns:
| Sold 150,000 shares
@ $9.86, valued at
$1.5M
|
|
| 05/17/2021 |
3
| Weiss Asset Management LP (10% Owner) has filed a Form 3 on Marquee Raine Acquisition Corp. |
| 05/14/2021 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 02/12/2021 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 11/13/2020 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 10/02/2020 |
4
| Weiss Asset Management LP (10% Owner) has filed a Form 4 on Pfenex Inc.|
Txns:
| Unknown transaction of 801,424 shares
@ $12, valued at
$9.6M
|
|
| 09/30/2020 |
4
| Weiss Asset Management LP (10% Owner) has filed a Form 4 on Pfenex Inc.|
Txns:
| Sold 100,000 shares
@ $12.7358, valued at
$1.3M
|
|
| 09/30/2020 |
3
| Weiss Asset Management LP (10% Owner) has filed a Form 3 on Pfenex Inc. |
| 08/13/2020 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 05/14/2020 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 02/14/2020 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 11/14/2019 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 08/14/2019 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 06/07/2019 |
4
| Weiss Asset Management LP (10% Owner) has filed a Form 4 on KBL MERGER CORP. IV|
Txns:
| Disposed of 310,000 shares
@ $10.42, valued at
$3.2M
|
|
| 05/15/2019 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 03/12/2019 |
3
| Weiss Asset Management LP (10% Owner) has filed a Form 3 on KBL MERGER CORP. IV |
| 02/14/2019 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 11/13/2018 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 08/13/2018 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 05/15/2018 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
|