| Date Filed | Type | Description |
| 01/05/2015 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 01/02/2015 |
4
| MILLER TYREE B (Director) has filed a Form 4 on Hilltop Securities Holdings LLC |
| 01/02/2015 |
4
| Buchholz Robert A (Director) has filed a Form 4 on Hilltop Securities Holdings LLC |
| 01/02/2015 |
4
| Moses Michael A (Director) has filed a Form 4 on Hilltop Securities Holdings LLC |
| 01/02/2015 |
4
| JOBE LARRY A (Director) has filed a Form 4 on Hilltop Securities Holdings LLC |
| 01/02/2015 |
4
| Williams Joel T. III (Director) has filed a Form 4 on Hilltop Securities Holdings LLC |
| 01/02/2015 |
4
| FORD GERALD J (Director) has filed a Form 4 on Hilltop Securities Holdings LLC|
Txns:
| Disposed/sold 19,925 shares
@ $0
Disposed/sold 10,171,039 shares
@ $0 |
|
| 01/02/2015 |
4
| Flanagan Christie S (Director) has filed a Form 4 on Hilltop Securities Holdings LLC |
| 01/02/2015 |
4
| COBB BRODIE L (Director) has filed a Form 4 on Hilltop Securities Holdings LLC |
| 01/02/2015 |
4
| THOMPSON W NORMAN (CIO) has filed a Form 4 on Hilltop Securities Holdings LLC |
| 01/02/2015 |
4
| LITTON RICHARD H (Executive Vice President) has filed a Form 4 on Hilltop Securities Holdings LLC |
| 01/02/2015 |
4
| LEVENTHAL LAURA (Controller) has filed a Form 4 on Hilltop Securities Holdings LLC |
| 01/02/2015 |
4
| Ross James H (President and CEO) has filed a Form 4 on Hilltop Securities Holdings LLC |
| 01/02/2015 |
4
| Edge Joseph Michael II (Senior Vice President, CFO) has filed a Form 4 on Hilltop Securities Holdings LLC |
| 01/02/2015 |
4
| LELAND DANIEL (Executive Vice President) has filed a Form 4 on Hilltop Securities Holdings LLC |
| 01/02/2015 |
4
| TUBB ALLEN R (Secretary) has filed a Form 4 on Hilltop Securities Holdings LLC |
| 01/02/2015 |
4
| OAK HILL CAPITAL MANAGEMENT, LLC (10% Owner) has filed a Form 4 on Hilltop Securities Holdings LLC |
| 01/02/2015 |
4
| OHCP MGP III, LTD. (10% Owner) has filed a Form 4 on Hilltop Securities Holdings LLC |
| 11/18/2014 |
4
| CRANDALL J TAYLOR (Director) has filed a Form 4 on SWS GROUP INC |
| 10/03/2014 |
4
| Hilltop Holdings Inc. (10% Owner) has filed a Form 4 on SWS GROUP INC|
Txns:
| Exercised (in-or-at-the-money) 8,695,652 options to buy
@ $5.75, valued at
$50M
|
|
| 10/03/2014 |
4
| FORD GERALD J (Director) has filed a Form 4 on SWS GROUP INC|
Txns:
| Exercised (in-or-at-the-money) 8,695,652 options to buy
@ $5.75, valued at
$50M
|
|
| 09/29/2014 |
4
| OHCP MGP III, LTD. (10% Owner) has filed a Form 4 on SWS GROUP INC |
| 10/01/2013 |
3
| Edge Joseph Michael II (Senior Vice President, CFO) has filed a Form 3 on SWS GROUP INC |
| 06/18/2013 |
4
| JOBE LARRY A (Director) has filed a Form 4 on SWS GROUP INC |
| 11/26/2012 |
4
| COBB BRODIE L (Director) has filed a Form 4 on SWS GROUP INC |
| 11/26/2012 |
4
| Buchholz Robert A (Director) has filed a Form 4 on SWS GROUP INC |
| 11/26/2012 |
4
| CRANDALL J TAYLOR (Director) has filed a Form 4 on SWS GROUP INC |
| 11/26/2012 |
4
| Flanagan Christie S (Director) has filed a Form 4 on SWS GROUP INC |
| 11/26/2012 |
4
| FORD GERALD J (Director) has filed a Form 4 on SWS GROUP INC |
| 11/26/2012 |
4
| JOBE LARRY A (Director) has filed a Form 4 on SWS GROUP INC |
| 11/26/2012 |
4
| MILLER TYREE B (Director) has filed a Form 4 on SWS GROUP INC |
| 11/26/2012 |
4
| Moses Michael A (Director) has filed a Form 4 on SWS GROUP INC |
| 11/26/2012 |
4
| Williams Joel T. III (Director) has filed a Form 4 on SWS GROUP INC |
| 11/21/2012 |
4
| JOBE LARRY A (Director) has filed a Form 4 on SWS GROUP INC |
|