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Acq. announced
Hilltop Securities Holdings LLC (SWS) Create: Alert

All | News | Filings
Date FiledTypeDescription
08/14/2023 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
05/15/2023 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
11/15/2022 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
08/16/2022 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
05/16/2022 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
02/14/2022 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
11/16/2021 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
08/17/2021 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
05/18/2021 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
02/17/2021 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
11/17/2020 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
08/17/2020 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
05/15/2020 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
02/18/2020 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
11/15/2019 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
08/15/2019 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
05/16/2019 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
02/14/2019 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
11/14/2018 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
08/14/2018 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
05/15/2018 13F-NT Form 13F-NT - Quarterly report filed by institutional managers, Notice:
02/13/2015 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
02/02/2015 SC 13G/A BlackRock Inc. reports a 5.9% stake in SWS GROUP INC
01/02/2015 SC 13D/A Hilltop Holdings Inc. reports a 100% stake in Hilltop Securities Holdings LLC
01/02/2015 8-K Quarterly results
01/02/2015 SC 13D/A OHCP MGP III, LTD. reports a 0% stake in SWS Group, Inc.
12/16/2014 8-K Other Events, Financial Statements and Exhibits
Docs: "Hilltop Holdings and SWS Group Announce Expected Closing Date for Pending Merger"
11/21/2014 8-K Submission of Matters to a Vote of Security Holders, Other Events, Financial Statements and Exhibits
Docs: "SWS Stockholders Approve Merger with Hilltop Holdings Inc."
11/14/2014 8-K Other Events
11/14/2014 425 Form 425 - Prospectuses and communications, business combinations
11/14/2014 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "Transition Agreement and Release, by and between Richard H. Litton and SWS Group, Inc"
11/14/2014 425 Form 425 - Prospectuses and communications, business combinations
11/05/2014 425 Form 425 - Prospectuses and communications, business combinations
11/05/2014 8-K Quarterly results
Docs: "SWS Group, Inc. Reports Financial Results for First Quarter of Fiscal 2015"
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