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GOLDSTEIN PHILLIP
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All | News | Filings
| Date Filed | Type | Description |
| 05/10/2021 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 03/24/2021 |
3
| Bulldog Investors, LLP (10% Owner) has filed a Form 3 on NEW IRELAND FUND INC |
| 07/09/2020 |
3
| Bulldog Investors, LLC (10% Owner) has filed a Form 3 on ADAMS NATURAL RESOURCES FUND, INC. |
| 12/06/2019 |
3
| Bulldog Investors, LLC (10% Owner) has filed a Form 3 on WESTERN ASSET CORPORATE LOAN FUND INC. |
| 08/23/2019 |
3
| GOLDSTEIN PHILLIP (10% Owner) has filed a Form 3 on HERZFELD CARIBBEAN BASIN FUND INC |
| 08/27/2018 |
3
| Bulldog Investors, LLC (10% Owner) has filed a Form 3 on ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND |
| 07/06/2018 |
3
| GOLDSTEIN PHILLIP (Director) has filed a Form 3 on SWISS HELVETIA FUND, INC. |
| 06/29/2018 |
3
| GOLDSTEIN PHILLIP (Director) has filed a Form 3 on PUTNAM HIGH INCOME SECURITIES FUND |
| 12/20/2017 |
3
| GOLDSTEIN PHILLIP (Director) has filed a Form 3 on Brookfield DTLA Fund Office Trust Investor Inc. |
| 08/21/2017 |
3
| Bulldog Investors, LLC (10% Owner) has filed a Form 3 on ABERDEEN CHILE FUND, INC. |
| 03/24/2017 |
3
| Bulldog Investors, LLC (10% Owner) has filed a Form 3 on PUTNAM MUNICIPAL OPPORTUNITIES TRUST |
| 03/23/2017 |
3
| Bulldog Investors, LLC (10% Owner) has filed a Form 3 on JPMORGAN CHINA REGION FUND, INC. |
| 02/09/2017 |
3
| Bulldog Investors, LLC (10% Owner) has filed a Form 3 on KOREA EQUITY FUND INC |
| 01/30/2017 |
3
| Bulldog Investors, LLC (10% Owner) has filed a Form 3 on PUTNAM HIGH INCOME SECURITIES FUND |
| 01/27/2017 |
3
| Bulldog Investors, LLC (10% Owner) has filed a Form 3 on Cushing Renaissance Fund |
| 11/15/2016 |
3
| Bulldog Investors, LLC (10% Owner) has filed a Form 3 on PACHOLDER HIGH YIELD FUND INC |
| 11/01/2016 |
3
| Bulldog Investors, LLC (10% Owner) has filed a Form 3 on Nuveen Long/Short Commodity Total Return Fund |
| 08/12/2016 |
3
| Bulldog Investors, LLC (10% Owner) has filed a Form 3 on Cushing Renaissance Fund |
| 07/28/2016 |
3
| GOLDSTEIN PHILLIP (10% Owner) has filed a Form 3 on CROSSROADS CAPITAL, INC. |
| 06/09/2016 |
3
| Bulldog Investors, LLC (10% Owner) has filed a Form 3 on PACHOLDER HIGH YIELD FUND INC |
| 05/23/2016 |
3
| Opportunity Income Plus LP (10% Owner) has filed a Form 3 on Virtus Total Return Fund |
| 05/05/2016 |
3
| Bulldog Investors, LLC (10% Owner) has filed a Form 3 on NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC |
| 04/04/2016 |
3
| Bulldog Investors, LLC (10% Owner) has filed a Form 3 on Nuveen Global Equity Income Fund |
| 03/16/2016 |
3
| Bulldog Investors, LLC (10% Owner) has filed a Form 3 on Hill International, Inc. |
| 03/11/2016 |
3
| Bulldog Investors, LLC (10% Owner) has filed a Form 3 on Virtus Total Return Fund |
| 08/13/2012 |
3
| GOLDSTEIN PHILLIP (10% Owner) has filed a Form 3 on Imperial Holdings, Inc. |
| 09/14/2009 |
3
| GOLDSTEIN PHILLIP (Director) has filed a Form 3 on INSURED MUNICIPAL INCOME FUND INC |
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