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BARRETT M JAMES
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 06/03/2019 |
4
| BARRETT M JAMES (Director) has filed a Form 4 on Senseonics Holdings, Inc.|
Txns:
| Granted 86,930 options to buy
@ $0 |
|
| 01/04/2019 |
4
| BARRETT M JAMES (Director) has filed a Form 4 on Senseonics Holdings, Inc.|
Txns:
| Granted 3,624 shares
@ $2.69, valued at
$9.7k
|
|
| 10/24/2018 |
4
| NEW ENTERPRISE ASSOCIATES 13 LP (10% Owner) has filed a Form 4 on PhaseBio Pharmaceuticals Inc|
Txns:
| Converted 4,841,634 shares
@ $0
Bought 1,800,000 shares
@ $5, valued at
$9M
Exercised (in-or-at-the-money) 49,030 options to buy
@ $0.12, valued at
$5.9k
Exercised (in-or-at-the-money) 49,030 preferred shares
@ $0.12, valued at
$5.9k
Sold 1,177 preferred shares
@ $5, valued at
$5.9k
Converted 3,279,627 preferred shares
@ $0
Exercised (in-or-at-the-money) 181,190 options to buy
@ $0.12, valued at
$21.7k
Exercised (in-or-at-the-money) 181,190 preferred shares
@ $0.12, valued at
$21.7k
Sold 4,349 preferred shares
@ $5, valued at
$21.7k
Converted 437,706 preferred shares
@ $0
Converted 1,124,301 preferred shares
@ $0 |
|
| 10/17/2018 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 10/15/2018 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/03/2018 |
4
| BARRETT M JAMES (10% Owner) has filed a Form 4 on Senseonics Holdings, Inc.|
Txns:
| Granted 2,147 shares
@ $4.54, valued at
$9.7k
|
|
| 09/10/2018 |
4
| BARRETT M JAMES (10% Owner) has filed a Form 4 on Adaptimmune Therapeutics PLC|
Txns:
| Bought 3,000,000 shares
@ $1.6667, valued at
$5M
|
|
| 08/08/2018 |
3/A
| NEW ENTERPRISE ASSOCIATES 10 L P (10% Owner) has filed a Form 3/A on Bloom Energy Corp |
| 08/01/2018 |
4
| BARRETT M JAMES (10% Owner) has filed a Form 4 on Liquidia Technologies Inc|
Txns:
| Converted 515,547 shares
@ $0
Converted 432,033 shares
@ $0
Converted 980,715 shares
@ $0
Bought 545,455 shares
@ $11, valued at
$6M
Converted 3,645,307 preferred shares
@ $0
Converted 3,337,206 preferred shares
@ $0
Converted 16,502,833 preferred shares
@ $0
Disposed of 684,911 options to buy
@ $0.01, valued at
$6.8k
Acquired 40,702 options to buy
@ $0.01, valued at
$407 |
|
| 07/31/2018 |
4
| NEW ENTERPRISE ASSOCIATES 10 L P (10% Owner) has filed a Form 4 on Bloom Energy Corp|
Txns:
| Bought 1,333,333 shares
@ $15, valued at
$20M
Converted 4,527,868 convertible preferred
@ $0
Converted 4,527,868 options to buy
@ $0
Converted 1,062,944 convertible preferred
@ $0
Converted 1,062,944 options to buy
@ $0
Converted 620,155 convertible preferred
@ $0
Converted 620,155 options to buy
@ $0
Converted 395,815 convertible preferred
@ $0
Converted 395,815 options to buy
@ $0
Converted 125,989 convertible preferred
@ $0
Converted 125,989 options to buy
@ $0 |
|
| 07/25/2018 |
3
| New Enterprise Associates 12, Limited Partnership (10% Owner) has filed a Form 3 on Liquidia Technologies Inc |
| 07/24/2018 |
3
| NEW ENTERPRISE ASSOCIATES 10 L P (10% Owner) has filed a Form 3 on Bloom Energy Corp |
| 07/05/2018 |
4
| BARRETT M JAMES (10% Owner) has filed a Form 4 on Senseonics Holdings, Inc.|
Txns:
| Granted 2,200 shares
@ $4.43, valued at
$9.7k
|
|
| 06/19/2018 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 06/01/2018 |
4
| BARRETT M JAMES (10% Owner) has filed a Form 4 on Senseonics Holdings, Inc.|
Txns:
| Granted 50,847 options to buy
@ $0 |
|
| 05/30/2018 |
4
| BARRETT M JAMES (10% Owner) has filed a Form 4 on ARDELYX, INC.|
Txns:
| Granted 416,667 shares
@ $4, valued at
$1.7M
|
|
| 05/21/2018 |
4
| BARRETT M JAMES (10% Owner) has filed a Form 4 on GLYCOMIMETICS INC|
Txns:
| Granted 11,000 options to buy
@ $18.41, valued at
$202.5k
|
|
| 05/11/2018 |
4
| BARRETT M JAMES (10% Owner) has filed a Form 4 on GLYCOMIMETICS INC|
Txns:
| Sold 4,006 shares
@ $17.81, valued at
$71.3k
Sold 5,533 shares
@ $17.81, valued at
$98.5k
Exercised (in-or-at-the-money) 216,046 options to buy
@ $0.33, valued at
$71.3k
Exercised (in-or-at-the-money) 298,406 options to buy
@ $0.33, valued at
$98.5k
|
|
| 05/09/2018 |
4
| BARRETT M JAMES (10% Owner) has filed a Form 4 on MULESOFT, INC|
Txns:
| Converted 12,679,970 shares
@ $0
Unknown transaction of 12,679,970 shares
@ $0
Converted 12,679,970 options to buy
@ $0 |
|
| 04/23/2018 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 04/18/2018 |
3
| BARRETT M JAMES (10% Owner) has filed a Form 3 on Surface Oncology, Inc. |
| 04/09/2018 |
4
| BARRETT M JAMES (10% Owner) has filed a Form 4 on Senseonics Holdings, Inc.|
Txns:
| Granted 3,145 shares
@ $3.1, valued at
$9.7k
|
|
| 03/28/2018 |
4
| BARRETT M JAMES (10% Owner) has filed a Form 4 on Adaptimmune Therapeutics PLC|
Txns:
| Bought 571,164 shares
@ $1.9041, valued at
$1.1M
Bought 6,000,000 shares
@ $1.9167, valued at
$11.5M
|
|
| 03/27/2018 |
4
| BARRETT M JAMES (10% Owner) has filed a Form 4 on Tracon Pharmaceuticals, Inc.|
Txns:
| Bought 707,964 shares
@ $2.7, valued at
$1.9M
Bought 707,964 options to buy
@ $2.7, valued at
$1.9M
|
|
| 03/23/2018 |
4
| BARRETT M JAMES (10% Owner) has filed a Form 4 on Adaptimmune Therapeutics PLC|
Txns:
| Bought 104,844 shares
@ $1.8105, valued at
$189.8k
Bought 869,574 shares
@ $1.904, valued at
$1.7M
Bought 294,090 shares
@ $1.9462, valued at
$572.4k
|
|
| 03/06/2018 |
4
| BARRETT M JAMES (10% Owner) has filed a Form 4 on TESARO, Inc.|
Txns:
| Bought 26,304 shares
@ $54.3216, valued at
$1.4M
Bought 6,399 shares
@ $55.0094, valued at
$352k
Bought 4,080 shares
@ $56.6604, valued at
$231.2k
Bought 17,859 shares
@ $57.3444, valued at
$1M
Bought 30,321 shares
@ $58.2815, valued at
$1.8M
Bought 1,600 shares
@ $59.146, valued at
$94.6k
Bought 17,248 shares
@ $59.7642, valued at
$1M
Bought 12,634 shares
@ $59.8154, valued at
$755.7k
|
|
| 03/02/2018 |
4
| New Enterprise Associates 12, Limited Partnership (10% Owner) has filed a Form 4 on Tintri, Inc.|
Txns:
| Unknown transaction of options to buy
@ $7, valued at
$0 |
|
| 02/21/2018 |
4
| NEW ENTERPRISE ASSOCIATES 13 LP (10% Owner) has filed a Form 4 on Ra Pharmaceuticals, Inc.|
Txns:
| Bought 2,000,000 shares
@ $6, valued at
$12M
|
|
| 02/15/2018 |
4
| BARRETT M JAMES (10% Owner) has filed a Form 4 on APPIAN CORP|
Txns:
| Converted 2,724,202 shares
@ $0
Disposed of 2,724,202 shares
@ $0
Acquired 27,242 shares
@ $0
Disposed of 27,242 shares
@ $0
Acquired 13,621 shares
@ $0
Disposed of 13,621 shares
@ $0
Acquired 676 shares
@ $0
Acquired 676 shares
@ $0
Acquired 339 shares
@ $0
Acquired 339 shares
@ $0
Converted 2,724,202 options to buy
@ $0 |
|
| 01/26/2018 |
4
| BARRETT M JAMES (10% Owner) has filed a Form 4 on SYNLOGIC, INC.|
Txns:
| Granted 410,000 shares
@ $9.75, valued at
$4M
|
|
| 01/09/2018 |
3
| BARRETT M JAMES (10% Owner) has filed a Form 3 on Strongbridge Biopharma plc |
| 01/04/2018 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 12/19/2017 |
4
| BARRETT M JAMES (10% Owner) has filed a Form 4 on PROTEOSTASIS THERAPEUTICS, INC.|
Txns:
| Bought 2,000,000 shares
@ $5, valued at
$10M
|
|
| 11/27/2017 |
4
| BARRETT M JAMES (10% Owner) has filed a Form 4 on APPIAN CORP|
Txns:
| Converted 569,620 shares
@ $0
Sold 569,620 shares
@ $19.49, valued at
$11.1M
Converted 569,620 options to buy
@ $0 |
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