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All All (ex-4s) 10-K 10-Q 8-K 3,4,5 Proxy Prospectus Other
Tags Inv. presentation Quarterly results Acq. announced Appointed director Director departure
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Sunworks, Inc. (SUNW)
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 10/12/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/03/2023 |
8-K
| Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Interact... |
| 09/26/2023 |
8-K
| Submission of Matters to a Vote of Security Holders Interactive Data |
| 08/16/2023 |
PRE 14A
| Form PRE 14A - Other preliminary proxy statements: |
| 08/14/2023 |
10-Q
| Quarterly Report for the period ended June 30, 2023 |
| 08/14/2023 |
8-K
| Quarterly results|
Docs:
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"SUNWORKS ANNOUNCES SECOND QUARTER 2023 RESULTS PROVO, UT., August 14, 2023 - Sunworks, Inc. , a leading provider of solar power and battery storage solutions for residential, agriculture, commercial, industrial, and public works markets, today announced financial results for the three months ended June 30, 2023. SECOND QUARTER 2023 RESULTS" |
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| 08/11/2023 |
424B5
| Form 424B5 - Prospectus [Rule 424(b)(5)]: |
| 08/11/2023 |
8-K
| Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits Interactive Data|
Docs:
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"PLACEMENT AGENCY AGREEMENT August 9, 2023 Roth Capital Partners, LLC 888 San Clemente Drive, Suite 400 Newport Beach, CA 92660",
"SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement is dated as of August 9, 2023, between Sunworks, Inc., a Delaware corporation , and each purchaser identified on the signature pages hereto . WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to an effective registration statement under the Securities Act , the Company desires to issue and sell to each Purchaser, and each Purchaser, severally and not jointly, desires to purchase from the Company, securities of the Company as more fully described in this Agreement. NOW, THEREFORE, IN CONSIDERATION of the mutual covenants contained in this Agreement, and for other good and valuable consideration the receipt and adequacy of which are hereby acknowledged, the Company and each Purchaser agree as..." |
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| 08/08/2023 |
8-K
| Results of Operations and Financial Condition, Financial Statements and Exhibits Interactive Data|
Docs:
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"SUNWORKS PROVIDES PRELIMINARY SECOND QUARTER 2023 BUSINESS UPDATE PROVO, UT. August 2, 2023 - Sunworks, Inc. , a leading provider of solar power and battery storage solutions for residential, agriculture, commercial, industrial, and public works markets, today announced select preliminary operational and financial data for the three months ended June 30, 2023. PRELIMINARY UNAUDITED SECOND QUARTER 2023 RESULTS ● Total revenue of range between $33.0 and 35.0 million ● Total Adjusted EBITDA range between and million ● Residential Direct sales channel represented approximately 45% of new originations ● Total backlog of approximately $84 million ● Approximately $4.8 million in cash and restricted cash as of June 30, 2023 MANAGEMENT COMMENTARY “Following a period of..." |
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| 08/07/2023 |
4
| Bonfigt Jason Lee (CFO) has filed a Form 4 on Sunworks, Inc.|
Txns:
| Paid exercise price by delivering 448 shares
@ $1.4, valued at
$627.2 |
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| 07/13/2023 |
4
| Morris Gaylon (CEO) has filed a Form 4 on Sunworks, Inc.|
Txns:
| Paid exercise price by delivering 1,196 shares
@ $1.12, valued at
$1.3k
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| 07/11/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 07/10/2023 |
3
| Trout Mark (Group CEO of Solcius) has filed a Form 3 on Sunworks, Inc. |
| 06/12/2023 |
8-K
| Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits Interactive Data|
Docs:
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"PLACEMENT AGENCY AGREEMENT June 8, 2023 Roth Capital Partners, LLC 888 San Clemente Drive, Suite 400 Newport Beach, CA 92660",
"Letter re: Sunworks, Inc. — Registered Direct Offering of Common Stock",
"SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement is dated as of June 8, 2023, between Sunworks, Inc., a Delaware corporation , and each purchaser identified on the signature pages hereto . WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to an effective registration statement under the Securities Act , the Company desires to issue and sell to each Purchaser, and each Purchaser, severally and not jointly, desires to purchase from the Company, securities of the Company as more fully described in this Agreement. NOW, THEREFORE, IN CONSIDERATION of the mutual covenants contained in this Agreement, and for other good and valuable consideration the receipt and adequacy of which are hereby acknowledged, the Company and each Purchaser agree as f...",
"SUNWORKS ANNOUNCES $4.6 MILLION REGISTERED DIRECT OFFERING OF COMMON STOCK" |
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| 06/12/2023 |
424B5
| Form 424B5 - Prospectus [Rule 424(b)(5)]: |
| 06/06/2023 |
4
| Bonfigt Jason Lee (CFO) has filed a Form 4 on Sunworks, Inc.|
Txns:
| Paid exercise price by delivering 454 shares
@ $1.4, valued at
$635.6 |
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| 05/10/2023 |
8-K
| Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S... |
| 05/09/2023 |
4
| Bonfigt Jason Lee (CFO) has filed a Form 4 on Sunworks, Inc.|
Txns:
| Paid exercise price by delivering 370 shares
@ $0.81, valued at
$299.7 |
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| 05/01/2023 |
10-K/A
| Annual Report for the period ended December 31, 2022 [amend] |
| 04/19/2023 |
8-K
| Quarterly results |
| 04/06/2023 |
4
| Bonfigt Jason Lee (CFO) has filed a Form 4 on Sunworks, Inc.|
Txns:
| Paid exercise price by delivering 440 shares
@ $1.23, valued at
$541.2 |
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| 03/10/2023 |
10-K
| Annual Report for the period ended December 31, 2022 |
| 03/10/2023 |
8-K
| Results of Operations and Financial Condition, Financial Statements and Exhibits Interactive Data|
Docs:
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"SUNWORKS REPORTS FOURTH QUARTER AND FULL-YEAR 2022 RESULTS PROVO, UT., March 10, 2023 - Sunworks, Inc. , a leading provider of solar power and battery storage solutions for residential, agriculture, commercial, industrial, and public works markets, today announced financial results for the three and twelve-months ended December 31, 2022. FOURTH QUARTER 2022 RESULTS" |
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| 03/07/2023 |
4
| Bonfigt Jason Lee (CFO) has filed a Form 4 on Sunworks, Inc.|
Txns:
| Paid exercise price by delivering 695 shares
@ $1.94, valued at
$1.3k
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| 02/14/2023 |
4
| Morris Gaylon (CEO) has filed a Form 4 on Sunworks, Inc.|
Txns:
| Paid exercise price by delivering 1,831 shares
@ $1.93, valued at
$3.5k
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| 02/09/2023 |
SC 13G
| VANGUARD GROUP INC reports a 5.1% stake in Sunworks Inc. |
| 02/08/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 02/07/2023 |
4
| Bonfigt Jason Lee (CFO) has filed a Form 4 on Sunworks, Inc.|
Txns:
| Paid exercise price by delivering 728 shares
@ $2.18, valued at
$1.6k
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| 01/30/2023 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
| 01/30/2023 |
4
| Morris Gaylon (CEO) has filed a Form 4 on Sunworks, Inc.|
Txns:
| Granted 265,957 shares
@ $0 |
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| 01/30/2023 |
4
| Monahan Christopher Gardner (Chief Legal Officer) has filed a Form 4 on Sunworks, Inc.|
Txns:
| Granted 53,191 shares
@ $0 |
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| 01/30/2023 |
4
| Bonfigt Jason Lee (CFO) has filed a Form 4 on Sunworks, Inc.|
Txns:
| Granted 84,388 shares
@ $0 |
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| 01/06/2023 |
4
| Bonfigt Jason Lee (CFO) has filed a Form 4 on Sunworks, Inc.|
Txns:
| Paid exercise price by delivering 643 shares
@ $1.66, valued at
$1.1k
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| 12/21/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
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