| Date Filed | Type | Description |
| 10/10/2023 |
10-Q
| Quarterly Report for the period ended August 31, 2023 |
| 10/10/2023 |
8-K
| Quarterly results |
| 09/28/2023 |
8-K
| Quarterly results |
| 08/18/2023 |
4
| Oberbeck Christian L (CEO, President and Director) has filed a Form 4 on SARATOGA INVESTMENT CORP.|
Txns:
| Disposed of 26,495 shares
@ $0 |
|
| 07/19/2023 |
8-K
| Entry into a Material Definitive Agreement, Financial Statements and Exhibits Interactive Data |
| 07/19/2023 |
424B3
| Form 424B3 - Prospectus [Rule 424(b)(3)]: |
| 07/10/2023 |
424B3
| Form 424B3 - Prospectus [Rule 424(b)(3)]: |
| 07/10/2023 |
8-K
| Entry into a Material Definitive Agreement, Financial Statements and Exhibits Interactive Data |
| 07/10/2023 |
10-Q
| Quarterly Report for the period ended May 31, 2023 |
| 07/10/2023 |
8-K
| Quarterly results |
| 06/07/2023 |
424B2
| Form 424B2 - Prospectus [Rule 424(b)(2)]: |
| 05/08/2023 |
4
| Oberbeck Christian L (CEO, Director and President) has filed a Form 4 on SARATOGA INVESTMENT CORP.|
Txns:
| Bought 2,000 shares
@ $23.81, valued at
$47.6k
|
|
| 04/25/2023 |
40-APP
| Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940: |
| 04/19/2023 |
CERT
| Form CERT - Certification by an exchange approving securities for listing: |
| 04/14/2023 |
8-A12B
| Form 8-A12B - Registration of securities [Section 12(b)]: |
| 04/14/2023 |
8-K
| Quarterly results |
| 03/24/2023 |
40-17G
| Form 40-17G - Fidelity Bond [Rule 17G-1(g)]: |
| 03/22/2023 |
4
| Oberbeck Christian L (CEO and Director) has filed a Form 4 on SARATOGA INVESTMENT CORP.|
Txns:
| Disposed of 100 shares
@ $0 |
|
| 03/14/2023 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 02/21/2023 |
N-2/A
| Form N-2/A - Registration statement for closed-end investment companies: [Amend] |
| 02/10/2023 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 02/02/2023 |
8-K
| Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S... |
| 01/11/2023 |
N-2
| Form N-2 - Registration statement for closed-end investment companies: |
| 01/10/2023 |
10-Q
| Quarterly Report for the period ended November 30, 2022 |
| 01/10/2023 |
8-K
| Results of Operations and Financial Condition, Financial Statements and Exhibits Interactive Data |
| 12/14/2022 |
CERT
| Form CERT - Certification by an exchange approving securities for listing: |
| 12/13/2022 |
8-A12B
| Form 8-A12B - Registration of securities [Section 12(b)]: |
| 12/13/2022 |
8-K
| Quarterly results |
| 12/08/2022 |
4
| Oberbeck Christian L (CEO and Director) has filed a Form 4 on SARATOGA INVESTMENT CORP.|
Txns:
| Gifted 4,208 shares
@ $0 Gifted 6,312 shares
@ $0 Gifted 379 shares
@ $0 Gifted 6,312 shares
@ $0 |
|
| 12/06/2022 |
8-K
| Quarterly results |
| 12/06/2022 |
424B2
| Form 424B2 - Prospectus [Rule 424(b)(2)]: |
| 12/05/2022 |
497AD
| Form 497AD - Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]: |
| 12/05/2022 |
FWP
| Form FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses: |
| 12/05/2022 |
497AD
| Form 497AD - Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]: |
|