| Date Filed | Type | Description |
| 02/14/2018 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 07/31/2017 |
4
| Victory Park Capital Advisors, LLC (10% Owner) has filed a Form 4 on KATY INDUSTRIES INC |
| 07/31/2017 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 05/16/2017 |
4
| Victory Park Capital Advisors, LLC (10% Owner) has filed a Form 4 on KATY INDUSTRIES INC |
| 04/28/2017 |
SC 13D/A
| KATY INDUSTRIES INC reports a 98% stake in KATY INDUSTRIES, INC. |
| 04/21/2017 |
SC 13G
| Elevate Credit, Inc. reports a 5.5% stake in Elevate Credit, Inc. |
| 08/22/2016 |
3
| Victory Park Capital Advisors, LLC (10% Owner) has filed a Form 3 on KATY INDUSTRIES INC |
| 08/22/2016 |
SC 13D
| Victory Park Capital Advisors, LLC reports a 98% stake in KATY INDUSTRIES, INC. |
| 06/13/2013 |
4
| Victory Park Capital Advisors, LLC (10% Owner) has filed a Form 4 on UNIGENE LABORATORIES INC |
| 06/05/2013 |
4
| Victory Park Capital Advisors, LLC (10% Owner) has filed a Form 4 on UNIGENE LABORATORIES INC|
Txns:
| Granted options to buy
@ $0 |
|
| 05/16/2013 |
4
| Victory Park Capital Advisors, LLC (10% Owner) has filed a Form 4 on UNIGENE LABORATORIES INC |
| 04/29/2013 |
4
| Victory Park Capital Advisors, LLC (10% Owner) has filed a Form 4 on UNIGENE LABORATORIES INC |
| 04/12/2013 |
SC 13D/A
| Victory Park Capital Advisors, LLC reports a 65.4% stake in UNIGENE LABORATORIES, INC. |
| 04/10/2013 |
4
| Victory Park Capital Advisors, LLC (10% Owner) has filed a Form 4 on UNIGENE LABORATORIES INC|
Txns:
| Granted options to buy
@ $0 |
|
| 09/25/2012 |
4
| Victory Park Capital Advisors, LLC (10% Owner) has filed a Form 4 on UNIGENE LABORATORIES INC|
Txns:
| Granted options to buy
@ $0
Disposed/sold options to buy
@ $0
Granted options to buy
@ $0
Disposed/sold options to buy
@ $0
Granted options to buy
@ $0
Disposed/sold options to buy
@ $0
Disposed/sold options to buy
@ $0
Granted options to buy
@ $0 |
|
| 08/15/2012 |
4/A
| Victory Park Capital Advisors, LLC (10% Owner) has filed a Form 4 on UNIGENE LABORATORIES INC|
Txns:
| Disposed of 9,147,464 shares
@ $0
Acquired 4,856,750 shares
@ $0
Acquired 4,290,714 shares
@ $0
Disposed of options to buy
@ $0
Acquired options to buy
@ $0
Acquired options to buy
@ $0 |
|
| 07/18/2012 |
4
| Victory Park Capital Advisors, LLC (10% Owner) has filed a Form 4 on UNIGENE LABORATORIES INC|
Txns:
| Disposed of 9,147,464 shares
@ $0
Acquired 4,844,497 shares
@ $0
Acquired 4,302,967 shares
@ $0
Disposed of options to buy
@ $0
Acquired options to buy
@ $0
Acquired options to buy
@ $0 |
|
| 07/11/2011 |
SC 13D/A
| Victory Park Capital Advisors, LLC reports a 44.2% stake in UNIGENE LABORATORIES, INC. |
| 07/05/2011 |
3/A
| Form 3 - Initial statement of beneficial ownership of securities [amend] |
| 01/26/2011 |
3
| Form 3 - Initial statement of beneficial ownership of securities |
| 01/26/2011 |
SC 13D/A
| Victory Park Capital Advisors, LLC reports a 43.3% stake in UNIGENE LABORATORIES, INC. |
| 08/27/2010 |
SC 13D/A
| Victory Park Capital Advisors, LLC reports a 9.4% stake in UNIGENE LABORATORIES, INC. |
| 03/26/2010 |
SC 13D/A
| GLOBAL MED TECHNOLOGIES INC reports a 0% stake in Global Med Technologies, Inc. |
| 03/26/2010 |
4
| Victory Park Special Situations Master Fund, Ltd. (10% Owner) has filed a Form 4 on GLOBAL MED TECHNOLOGIES INC|
Txns:
| Unknown transaction of 4,876,765 shares
@ $1.22, valued at
$5.9M
Disposed of 4,125,000 warrants
@ $0.72, valued at
$3M
Unknown transaction of 5,500,000 convertible preferred
@ $0.72, valued at
$4M
|
|
| 02/16/2010 |
SC 13D
| BBV Vietnam S.E.A. Acquisition Corp. has filed a Schedule 13D for BBV Vietnam S.E.A. Acquisition Corp. |
| 02/01/2010 |
SC 13D/A
| GLOBAL MED TECHNOLOGIES INC has filed a Schedule 13D for Global Med Technologies, Inc. |
| 01/22/2010 |
SC 13D/A
| Victory Park Capital Advisors, LLC reports a 0% stake in Asia Special Situation Acquisition Corp. |
| 11/25/2009 |
SC 13D/A
| Victory Park Capital Advisors, LLC reports a 0% stake in China Holdings Acquisition Corp. |
| 11/25/2009 |
4
| Victory Park Capital Advisors, LLC (Final/Less than 10% Owner) has filed a Form 4 on China Holdings Acquisition Corp.|
Txns:
| Disposed/sold 3,852,237 shares
@ $9.8879, valued at
$38.1M
|
|
| 11/24/2009 |
3
| Form 3 - Initial statement of beneficial ownership of securities |
| 11/10/2009 |
4
| Victory Park Capital Advisors, LLC (Final/Less than 10% owner) has filed a Form 4 on Enterprise Acquisition Corp.|
Txns:
| Disposed/sold 3,970,117 shares
@ $0
Disposed/sold 3,970,117 shares
@ $10.0798, valued at
$40M
|
|
| 11/10/2009 |
SC 13D/A
| Victory Park Capital Advisors, LLC reports a 0% stake in Enterprise Acquisition Corp. |
| 11/10/2009 |
SC 13D
| Victory Park Capital Advisors, LLC has filed a Schedule 13D for Enterprise Acquisition Corp. |
| 11/10/2009 |
3
| Victory Park Capital Advisors, LLC (10% Owner) has filed a Form 3 on Enterprise Acquisition Corp. |
|