| Date Filed | Type | Description |
| 09/20/2022 |
SC 13D/A
| STAFFORD JOHN S III reports a 21.8% stake in Aware, Inc. |
| 06/10/2020 |
SC 13D/A
| STAFFORD JOHN S III reports a 1% stake in Xencor, Inc. |
| 06/03/2020 |
SC 13D/A
| STAFFORD JOHN S III reports a 5.1% stake in Xencor, Inc. |
| 05/20/2020 |
SC 13D/A
| STAFFORD JOHN S III reports a 6.2% stake in Xencor, Inc. |
| 05/12/2020 |
SC 13D/A
| STAFFORD JOHN S III reports a 7.2% stake in Xencor, Inc. |
| 05/01/2020 |
SC 13D/A
| STAFFORD JOHN S III reports a 8.8% stake in Xencor, Inc. |
| 04/08/2020 |
SC 13D/A
| STAFFORD JOHN S III reports a 9.9% stake in Xencor, Inc. |
| 12/27/2019 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 12/13/2019 |
SC 13D/A
| STAFFORD JOHN S III reports a 4.8% stake in Avid Bioservices, Inc. |
| 11/22/2019 |
SC 13D/A
| STAFFORD JOHN S III reports a 5.9% stake in Avid Bioservices, Inc. |
| 02/14/2019 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 04/17/2018 |
SC 13D/A
| STAFFORD JOHN S III reports a 7% stake in Avid Bioservices, Inc. |
| 04/17/2018 |
SC 13D/A
| STAFFORD JOHN S III reports a 4.2% stake in §240. Avid Bioservices, Inc. |
| 04/09/2018 |
SC 13D/A
| STAFFORD JOHN S III reports a 6.1% stake in §240. Avid Bioservices, Inc. |
| 04/06/2018 |
SC 13D/A
| STAFFORD JOHN S III reports a 6.1% stake in §240. Avid Bioservices, Inc. |
| 02/20/2018 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 02/08/2018 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 11/28/2017 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 11/28/2017 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 10/27/2017 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 10/27/2017 |
SC 13D/A
| STAFFORD JOHN S III reports a 7.3% stake in Peregrine Pharmaceuticals, Inc. |
| 10/17/2017 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 10/17/2017 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 10/11/2017 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 10/11/2017 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 07/14/2017 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 07/14/2017 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 06/29/2017 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership [Amend] |
| 02/14/2017 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership [Amend] |
| 04/28/2009 |
SC 13G/A
| Form SC 13G - Statement of acquisition of beneficial ownership by individuals [amend] |