PIPER SANDLER COMPANIES [Rocket]

Holdings

PIPER SANDLER COMPANIES

Changes: All | New | Increased | Decreased | Sold Out

Portfolio as of:

Name	Ticker	Class	Shares	Change	Value	Change	% Port	% OS	Hist	Date
NYSE Group, Inc.	NYX	Common	0	-63,578	0	-1,837,000	0.00	0.00	Hist	09/30/2017
MAGMA DESIGN AUTOMATION INC		NOTE 2.000% 5/1	0	-2,869,000	0	-1,790,000	0.00	0.00	Hist	09/30/2009
RTW Retailwinds, Inc.	NWY	COM	0	-160,025	0	-494,000	0.00	0.00	Hist	09/30/2009
Rovi Corp	MVSN	Common	0	-21,200	0	-462,000	0.00	0.00	Hist	09/30/2009
CERNER Corp	CERN	Common	0	-6,305	0	-393,000	0.00	0.00	Hist	09/30/2009
FINANCIAL FEDERAL CORP	FIF	Common	0	-10,000	0	-247,000	0.00	0.00	Hist	09/30/2017
INTEL CORP	INTC	Common	0	-7,100	0	-118,000	0.00	0.00	Hist	09/30/2009
WRIGHT MEDICAL GROUP INC	WMGI	Common	0	-7,125	0	-116,000	0.00	0.00	Hist	09/30/2009
POWER INTEGRATIONS INC	POWI	Common	0	-2,937	0	-70,000	0.00	0.00	Hist	09/30/2009
OPTIMER PHARMACEUTICALS INC	OPTR	Common	0	-4,662	0	-63,000	0.00	0.00	Hist	09/30/2017
Alliance HealthCare Services, Inc	AIQ	COM NEW	0	-10,000	0	-57,000	0.00	0.00	Hist	09/30/2017
51JOB, INC.	JOBS	Common	0	-3,036	0	-42,000	0.00	0.00	Hist	09/30/2017
SHUTTERFLY INC	SFLY	Common	0	-1,307	0	-18,000	0.00	0.00	Hist	09/30/2009
FLOWSERVE CORP	FLS	Common	0	-200	0	-14,000	0.00	0.00	Hist	09/30/2009
CIGNA CORP	CI	Common	0	-357	0	-9,000	0.00	0.00	Hist	09/30/2009
Homeinns Hotel Group	HMIN	SP ADR	0	-300	0	-9,000	0.00	0.00	Hist	09/30/2017
BIOFORM MEDICAL INC	BFRM	COM	0	-3,181	0	-7,000	0.00	0.00	Hist	09/30/2009
Changyou.com Ltd	CYOU	Common	0	-200	0	-7,000	0.00	0.00	Hist	09/30/2017
MASIMO CORP	MASI	Common	0	-236	0	-6,000	0.00	0.00	Hist	09/30/2017
ATMI INC	ATMI	Common	0	-400	0	-6,000	0.00	0.00	Hist	09/30/2009
MICROCHIP TECHNOLOGY INC	MCHP	Common	0	-200	0	-5,000	0.00	0.00	Hist	09/30/2009
NANOSPHERE INC	NSPH	COM STK	0	-515	0	-4,000	0.00	0.00	Hist	09/30/2017
ev3 Inc.	EVVV	Common	0	-287	0	-3,000	0.00	0.00	Hist	09/30/2009
AMERICAN ITALIAN PASTA CO	AITP	Common	0	-100	0	-3,000	0.00	0.00	Hist	09/30/2009
Expedia Group, Inc.	EXPE	Common	0	-66	0	-2,000	0.00	0.00	Hist	09/30/2017
CYBERONICS INC	CYBX	Common	0	-100	0	-2,000	0.00	0.00	Hist	09/30/2017
WORLD ACCEPTANCE CORP	WRLD	Common	0	-100	0	-2,000	0.00	0.00	Hist	09/30/2009
ALEXION PHARMACEUTICALS, INC.	ALXN	Common	0	-39	0	-2,000	0.00	0.00	Hist	09/30/2009
KENSEY NASH CORP	KNSY	Common	0	-85	0	-2,000	0.00	0.00	Hist	09/30/2017
Zovio Inc	BPI	Common	0	-100	0	-2,000	0.00	0.00	Hist	09/30/2017
Canadian Solar Inc.	CSIQ	COMMON STOCK	0	-100	0	-1,000	0.00	0.00	Hist	09/30/2009
OMNICELL, INC.	OMCL	Common	0	-97	0	-1,000	0.00	0.00	Hist	09/30/2009
KING PHARMACEUTICALS INC	KG	Common	0	-65	0	-1,000	0.00	0.00	Hist	09/30/2009
DEXCOM INC	DXCM	COM	0	-147	0	-1,000	0.00	0.00	Hist	09/30/2009
APOGEE ENTERPRISES, INC.	APOG	Common	0	-100	0	-1,000	0.00	0.00	Hist	09/30/2009
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