| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 06/26/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 40.9k | $0.00 | $0 | | 06/26/2023 |
| 06/27/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 53k | $0.00 | $0 | | 06/27/2022 |
| 06/11/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 14.5k | $0.00 | $0 | | 06/11/2021 |
| 06/12/2020 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 13.1k | $0.00 | $0 | | 06/12/2020 |
| 05/31/2019 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 12.8k | $0.00 | $0 | | 05/31/2019 |
| 06/08/2018 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 2.5k | $0.00 | $0 | | 06/08/2018 |
| 01/11/2018 | APPLIED OPTOELECTRONICS, INC. | AAOI | Sale | Common Stock, $.001 par value | 1000 | $35.37 | $35.4k | | 01/11/2018 |
| 12/07/2017 | APPLIED OPTOELECTRONICS, INC. | AAOI | Sale | Common Stock, $.001 par value | 1000 | $40.43 | $40.4k | | 12/07/2017 |
| 11/09/2017 | APPLIED OPTOELECTRONICS, INC. | AAOI | Sale | Common Stock, $.001 par value | 1000 | $43.00 | $43k | | 11/09/2017 |
| 10/12/2017 | APPLIED OPTOELECTRONICS, INC. | AAOI | Sale | Common Stock, $.001 par value | 1000 | $60.62 | $60.6k | | 10/12/2017 |
| 09/07/2017 | APPLIED OPTOELECTRONICS, INC. | AAOI | Sale | Common Stock, $.001 par value | 1000 | $58.52 | $58.5k | | 09/07/2017 |
| 08/10/2017 | APPLIED OPTOELECTRONICS, INC. | AAOI | Sale | Common Stock, $.001 par value | 1000 | $66.10 | $66.1k | | 08/10/2017 |
| 07/06/2017 | APPLIED OPTOELECTRONICS, INC. | AAOI | Sale | Common Stock, $.001 par value | 1000 | $59.70 | $59.7k | | 07/06/2017 |
| 06/09/2017 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par vlue | 1.2k | $64.71 | $80k | | 06/08/2017 |
| 06/08/2017 | APPLIED OPTOELECTRONICS, INC. | AAOI | Sale | Common Stock, $.001 par value | 1000 | $71.73 | $71.7k | | 06/08/2017 |
| 05/11/2017 | APPLIED OPTOELECTRONICS, INC. | AAOI | Sale | Common Stock, $.001 par value | 1000 | $64.37 | $64.4k | | 05/11/2017 |
| 04/06/2017 | APPLIED OPTOELECTRONICS, INC. | AAOI | Sale | Common Stock, $.001 par value | 1000 | $44.76 | $44.8k | | 04/06/2017 |
| 01/17/2017 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 1.2k | $0.00 | $0 | | 01/17/2017 |
| 01/17/2017 | APPLIED OPTOELECTRONICS, INC. | AAOI | Exercise | Non-Qualified Stock Option (Right to Buy) | 1.2k | $6.00 | $7.5k | | 01/17/2017 |
| 06/06/2016 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 7k | $0.00 | $0 | | 06/06/2016 |
| 04/18/2016 | ALLIANCE FIBER OPTIC PRODUCTS INC | AFOP | Exercise | Stock Option (Right to buy) | 12k | $4.13 | $49.5k | | 04/18/2016 |
| 10/01/2013 | APPLIED OPTOELECTRONICS, INC. | AAOI | Conversion | Common Stock, $0.001 par value | 8k | $0.00 | $0 | | 10/01/2013 |
| 10/01/2013 | APPLIED OPTOELECTRONICS, INC. | AAOI | Conversion | Common Stock, $0.001 par value | 9.7k | $0.00 | $0 | | 10/01/2013 |
| 10/01/2013 | APPLIED OPTOELECTRONICS, INC. | AAOI | Conversion | Common Stock, $0.001 par value | 2.4k | $0.00 | $0 | | 10/01/2013 |
| 10/01/2013 | APPLIED OPTOELECTRONICS, INC. | AAOI | Conversion | Common Stock, $0.001 par value | 3.2k | $0.00 | $0 | By Spouse | 10/01/2013 |
| 10/01/2013 | APPLIED OPTOELECTRONICS, INC. | AAOI | Conversion | Common Stock, $0.001 par value | 4k | $0.00 | $0 | By Spouse | 10/01/2013 |
| 10/01/2013 | APPLIED OPTOELECTRONICS, INC. | AAOI | Conversion | Common Stock, $0.001 par value | 971 | $0.00 | $0 | By Spouse | 10/01/2013 |
| 10/01/2013 | APPLIED OPTOELECTRONICS, INC. | AAOI | Conversion | Series C Convertible Preferred Stock | 4.2k | $0.00 | $0 | | 10/01/2013 |
| 10/01/2013 | APPLIED OPTOELECTRONICS, INC. | AAOI | Conversion | Series F Convertible Preferred Stock | 6.7k | $0.00 | $0 | | 10/01/2013 |
| 10/01/2013 | APPLIED OPTOELECTRONICS, INC. | AAOI | Conversion | Series G Convertible Preferred Stock | 2.4k | $0.00 | $0 | | 10/01/2013 |
| 10/01/2013 | APPLIED OPTOELECTRONICS, INC. | AAOI | Conversion | Series D Convertible Preferred Stock | 1.3k | $0.00 | $0 | By Spouse | 10/01/2013 |
| 10/01/2013 | APPLIED OPTOELECTRONICS, INC. | AAOI | Conversion | Series F Convertible Preferred Stock | 3.3k | $0.00 | $0 | By Spouse | 10/01/2013 |
| 10/01/2013 | APPLIED OPTOELECTRONICS, INC. | AAOI | Conversion | Series G Convertible Preferred Stock | 971 | $0.00 | $0 | By Spouse | 10/01/2013 |