| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 08/10/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Sale | Common Stock, $.001 par value | 13.6k | $14.08 | $192k | | 08/10/2023 |
| 08/08/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Sale | Common Stock, $.001 par value | 32.3k | $12.07 | $390.3k | | 08/08/2023 |
| 06/26/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 112.1k | $0.00 | $0 | | 06/26/2023 |
| 01/23/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 239 | $2.21 | $528.2 | | 01/23/2023 |
| 01/23/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 958 | $2.21 | $2.1k | | 01/23/2023 |
| 01/23/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 657 | $2.21 | $1.5k | | 01/23/2023 |
| 01/23/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 969 | $2.21 | $2.1k | | 01/23/2023 |
| 01/23/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.2k | $2.21 | $2.6k | | 01/23/2023 |
| 07/25/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.6k | $2.96 | $4.7k | | 07/22/2022 |
| 07/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 324 | $1.82 | $589.7 | | 07/22/2022 |
| 07/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.3k | $1.82 | $2.4k | | 07/22/2022 |
| 07/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 896 | $1.82 | $1.6k | | 07/22/2022 |
| 07/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.3k | $1.82 | $2.4k | | 07/22/2022 |
| 07/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.6k | $1.82 | $2.9k | | 07/22/2022 |
| 06/27/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 71.4k | $0.00 | $0 | | 06/27/2022 |
| 04/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 321 | $0.00 | $0 | | 04/22/2022 |
| 04/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.3k | $0.00 | $0 | | 04/22/2022 |
| 04/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 893 | $0.00 | $0 | | 04/22/2022 |
| 04/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.3k | $0.00 | $0 | | 04/22/2022 |
| 01/24/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 582 | $0.00 | $0 | | 01/24/2022 |
| 01/24/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 367 | $0.00 | $0 | | 01/24/2022 |
| 01/24/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.5k | $0.00 | $0 | | 01/24/2022 |
| 01/24/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1k | $0.00 | $0 | | 01/24/2022 |
| 01/24/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.5k | $0.00 | $0 | | 01/24/2022 |
| 10/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 550 | $0.00 | $0 | | 10/22/2021 |
| 10/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 346 | $0.00 | $0 | | 10/22/2021 |
| 10/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.4k | $0.00 | $0 | | 10/22/2021 |
| 10/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 969 | $0.00 | $0 | | 10/22/2021 |
| 10/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.4k | $0.00 | $0 | | 10/22/2021 |
| 06/11/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 59.8k | $0.00 | $0 | | 06/11/2021 |
| 06/11/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 40.5k | $0.00 | $0 | | 06/11/2021 |
| 04/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 550 | $7.92 | $4.4k | | 04/22/2021 |
| 04/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 346 | $7.92 | $2.7k | | 04/22/2021 |
| 04/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.4k | $7.92 | $11.2k | | 04/22/2021 |
| 02/19/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 59.8k | $0.00 | $0 | | 02/19/2021 |
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