| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 08/10/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Sale | Common Stock, $.001 par value | 10k | $13.73 | $137.3k | | 08/10/2023 |
| 08/08/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Sale | Common Stock, $.001 par value | 14.5k | $11.86 | $172.4k | | 08/08/2023 |
| 06/26/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 78.3k | $0.00 | $0 | | 06/26/2023 |
| 01/23/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 154 | $2.21 | $340.3 | | 01/23/2023 |
| 01/23/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 669 | $2.21 | $1.5k | | 01/23/2023 |
| 01/23/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 442 | $2.21 | $976.8 | | 01/23/2023 |
| 01/23/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 651 | $2.21 | $1.4k | | 01/23/2023 |
| 01/23/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 775 | $2.21 | $1.7k | | 01/23/2023 |
| 12/14/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Sale | Common Stock, $.001 par value | 8.8k | $2.18 | $19.2k | | 12/13/2022 |
| 12/13/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Sale | Common Stock, $.001 par value | 10.5k | $2.18 | $22.9k | | 12/13/2022 |
| 12/12/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Sale | Common Stock, $.001 par value | 4.6k | $2.16 | $9.9k | | 12/08/2022 |
| 12/09/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Sale | Common Stock, $.001 par value | 5.6k | $2.17 | $12.1k | | 12/08/2022 |
| 12/08/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Sale | Common Stock, $.001 par value | 9k | $2.16 | $19.5k | | 12/08/2022 |
| 07/25/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1k | $2.96 | $3.1k | | 07/22/2022 |
| 07/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 208 | $1.82 | $378.6 | | 07/22/2022 |
| 07/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 907 | $1.82 | $1.7k | | 07/22/2022 |
| 07/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 599 | $1.82 | $1.1k | | 07/22/2022 |
| 07/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 882 | $1.82 | $1.6k | | 07/22/2022 |
| 07/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.1k | $1.82 | $1.9k | | 07/22/2022 |
| 06/27/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 44.6k | $0.00 | $0 | | 06/27/2022 |
| 04/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 581 | $0.00 | $0 | | 04/22/2022 |
| 04/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 857 | $0.00 | $0 | | 04/22/2022 |
| 04/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 199 | $0.00 | $0 | | 04/22/2022 |
| 04/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 882 | $0.00 | $0 | | 04/22/2022 |
| 01/24/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock $.001 par value | 672 | $0.00 | $0 | | 01/24/2022 |
| 01/24/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock $.001 par value | 1k | $0.00 | $0 | | 01/24/2022 |
| 01/24/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock $.001 par value | 229 | $0.00 | $0 | | 01/24/2022 |
| 01/24/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock $.001 par value | 341 | $0.00 | $0 | | 01/24/2022 |
| 01/24/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock $.001 par value | 991 | $0.00 | $0 | | 01/24/2022 |
| 10/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 302 | $0.00 | $0 | | 10/22/2021 |
| 10/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 202 | $0.00 | $0 | | 10/22/2021 |
| 10/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 905 | $0.00 | $0 | | 10/22/2021 |
| 10/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 596 | $0.00 | $0 | | 10/22/2021 |
| 10/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 880 | $0.00 | $0 | | 10/22/2021 |
| 06/11/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 25.3k | $0.00 | $0 | | 06/11/2021 |
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