| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 08/18/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Purchase | Common Stock, $.001 par value | 14.4k | $12.36 | $178.5k | | 08/17/2023 |
| 08/17/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Purchase | Common Stock, $.001 par value | 5.6k | $12.42 | $69.1k | | 08/17/2023 |
| 08/11/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Purchase | Common Stock, $.001 par value | 15.8k | $12.60 | $199.2k | | 08/11/2023 |
| 06/26/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 355.9k | $0.00 | $0 | | 06/26/2023 |
| 01/23/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.7k | $2.21 | $3.7k | | 01/23/2023 |
| 01/23/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 3.8k | $2.21 | $8.5k | | 01/23/2023 |
| 01/23/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 2.6k | $2.21 | $5.8k | | 01/23/2023 |
| 01/23/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 3.7k | $2.21 | $8.3k | | 01/23/2023 |
| 01/23/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 4.6k | $2.21 | $10.2k | | 01/23/2023 |
| 11/08/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Purchase | Common Stock, $.001 par value | 44.4k | $2.20 | $97.8k | | 11/08/2022 |
| 07/25/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 5.5k | $2.96 | $16.2k | | 07/22/2022 |
| 07/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 2k | $1.82 | $3.6k | | 07/22/2022 |
| 07/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 4.6k | $1.82 | $8.3k | | 07/22/2022 |
| 07/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 3.1k | $1.82 | $5.6k | | 07/22/2022 |
| 07/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 4.4k | $1.82 | $8.1k | | 07/22/2022 |
| 07/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 5.5k | $1.82 | $9.9k | | 07/22/2022 |
| 06/27/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 223.2k | $0.00 | $0 | | 06/27/2022 |
| 04/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 4.6k | $0.00 | $0 | | 04/22/2022 |
| 04/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 4.4k | $0.00 | $0 | | 04/22/2022 |
| 04/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 3.1k | $0.00 | $0 | | 04/22/2022 |
| 04/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 2k | $0.00 | $0 | | 04/22/2022 |
| 01/24/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock $.001 par value | 2.9k | $0.00 | $0 | | 01/24/2022 |
| 01/24/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock $.001 par value | 2k | $0.00 | $0 | | 01/24/2022 |
| 01/24/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock $.001 par value | 4.7k | $0.00 | $0 | | 01/24/2022 |
| 01/24/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock $.001 par value | 3.2k | $0.00 | $0 | | 01/24/2022 |
| 01/24/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock $.001 par value | 4.5k | $0.00 | $0 | | 01/24/2022 |
| 10/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 2.8k | $0.00 | $0 | | 10/22/2021 |
| 10/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 2k | $0.00 | $0 | | 10/22/2021 |
| 10/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 4.6k | $0.00 | $0 | | 10/22/2021 |
| 10/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 3.1k | $0.00 | $0 | | 10/22/2021 |
| 10/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 4.5k | $0.00 | $0 | | 10/22/2021 |
| 06/11/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 126.4k | $0.00 | $0 | | 06/11/2021 |
| 06/11/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 181.5k | $0.00 | $0 | | 06/11/2021 |
| 04/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 2.8k | $7.92 | $22.2k | | 04/22/2021 |
| 04/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 2k | $7.92 | $15.6k | | 04/22/2021 |
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