| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 08/22/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Sale | Common Stock, $.001 par value | 15k | $15.88 | $238.2k | | 08/22/2023 |
| 08/08/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Sale | Common Stock, $.001 par value | 60k | $11.82 | $709.1k | | 08/08/2023 |
| 06/26/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 124.6k | $0.00 | $0 | | 06/26/2023 |
| 01/23/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 272 | $2.21 | $601.1 | | 01/23/2023 |
| 01/23/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.1k | $2.21 | $2.5k | | 01/23/2023 |
| 01/23/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1k | $2.21 | $2.3k | | 01/23/2023 |
| 01/23/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.4k | $2.21 | $3k | | 01/23/2023 |
| 01/23/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 770 | $2.21 | $1.7k | | 01/23/2023 |
| 01/18/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Sale | Common Stock, $.001 par value | 3.1k | $2.50 | $7.8k | | 01/17/2023 |
| 01/17/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Sale | Common Stock, $.001 par value | 1.3k | $2.51 | $3.3k | | 01/17/2023 |
| 12/14/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Sale | Common Stock, $.001 par value | 10.7k | $2.18 | $23.2k | | 12/13/2022 |
| 12/13/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Sale | Common Stock, $.001 par value | 4.3k | $2.15 | $9.4k | | 12/13/2022 |
| 07/25/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.8k | $2.96 | $5.3k | | 07/22/2022 |
| 07/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 360 | $1.82 | $655.2 | | 07/22/2022 |
| 07/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.5k | $1.82 | $2.7k | | 07/22/2022 |
| 07/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1k | $1.82 | $1.9k | | 07/22/2022 |
| 07/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.4k | $1.82 | $2.5k | | 07/22/2022 |
| 07/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.8k | $1.82 | $3.3k | | 07/22/2022 |
| 06/27/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 78.1k | $0.00 | $0 | | 06/27/2022 |
| 04/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 357 | $0.00 | $0 | | 04/22/2022 |
| 04/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.5k | $0.00 | $0 | | 04/22/2022 |
| 04/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1k | $0.00 | $0 | | 04/22/2022 |
| 04/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.4k | $0.00 | $0 | | 04/22/2022 |
| 01/24/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock $.001 par value | 1.6k | $0.00 | $0 | | 01/24/2022 |
| 01/24/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock $.001 par value | 1.2k | $0.00 | $0 | | 01/24/2022 |
| 01/24/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock $.001 par value | 1.7k | $0.00 | $0 | | 01/24/2022 |
| 01/24/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock $.001 par value | 406 | $0.00 | $0 | | 01/24/2022 |
| 01/24/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock $.001 par value | 577 | $0.00 | $0 | | 01/24/2022 |
| 10/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 532 | $0.00 | $0 | | 10/22/2021 |
| 10/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 373 | $0.00 | $0 | | 10/22/2021 |
| 10/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.6k | $0.00 | $0 | | 10/22/2021 |
| 10/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.1k | $0.00 | $0 | | 10/22/2021 |
| 10/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.4k | $0.00 | $0 | | 10/22/2021 |
| 06/11/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 59.9k | $0.00 | $0 | | 06/11/2021 |
| 06/11/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 44.2k | $0.00 | $0 | | 06/11/2021 |
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