| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 08/09/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Sale | Common Stock, $.001 par value | 45k | $12.10 | $544.3k | | 08/09/2023 |
| 06/26/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 96.1k | $0.00 | $0 | | 06/26/2023 |
| 01/23/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 415 | $2.21 | $917.2 | | 01/23/2023 |
| 01/23/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.7k | $2.21 | $3.7k | | 01/23/2023 |
| 01/23/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.1k | $2.21 | $2.4k | | 01/23/2023 |
| 01/23/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.6k | $2.21 | $3.6k | | 01/23/2023 |
| 01/23/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.9k | $2.21 | $4.2k | | 01/23/2023 |
| 07/25/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.9k | $2.96 | $5.6k | | 07/22/2022 |
| 07/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 416 | $1.82 | $757.1 | | 07/22/2022 |
| 07/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.7k | $1.82 | $3k | | 07/22/2022 |
| 07/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.1k | $1.82 | $2k | | 07/22/2022 |
| 07/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.6k | $1.82 | $3k | | 07/22/2022 |
| 07/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.9k | $1.82 | $3.5k | | 07/22/2022 |
| 06/27/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 71.4k | $0.00 | $0 | | 06/27/2022 |
| 04/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 413 | $0.00 | $0 | | 04/22/2022 |
| 04/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.7k | $0.00 | $0 | | 04/22/2022 |
| 04/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.1k | $0.00 | $0 | | 04/22/2022 |
| 04/22/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.6k | $0.00 | $0 | | 04/22/2022 |
| 01/24/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock $.001 par value | 640 | $0.00 | $0 | | 01/24/2022 |
| 01/24/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock $.001 par value | 1.6k | $0.00 | $0 | | 01/24/2022 |
| 01/24/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock $.001 par value | 412 | $0.00 | $0 | | 01/24/2022 |
| 01/24/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock $.001 par value | 1.7k | $0.00 | $0 | | 01/24/2022 |
| 01/24/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock $.001 par value | 1.1k | $0.00 | $0 | | 01/24/2022 |
| 10/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.6k | $0.00 | $0 | | 10/22/2021 |
| 10/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 638 | $0.00 | $0 | | 10/22/2021 |
| 10/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 410 | $0.00 | $0 | | 10/22/2021 |
| 10/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.7k | $0.00 | $0 | | 10/22/2021 |
| 10/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.1k | $0.00 | $0 | | 10/22/2021 |
| 06/11/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 40.5k | $0.00 | $0 | | 06/11/2021 |
| 06/11/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 61.6k | $0.00 | $0 | | 06/11/2021 |
| 04/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 638 | $7.92 | $5.1k | | 04/22/2021 |
| 04/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 410 | $7.92 | $3.2k | | 04/22/2021 |
| 04/22/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.7k | $7.92 | $13.2k | | 04/22/2021 |
| 02/19/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 61.6k | $0.00 | $0 | | 02/19/2021 |
| 02/19/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Other (disposition) | Common Stock, $.001 par value | 61.6k | $0.00 | $0 | | 02/19/2021 |
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