| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 06/26/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 40.9k | $0.00 | $0 | | 06/26/2023 |
| 06/27/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 53k | $0.00 | $0 | | 06/27/2022 |
| 06/11/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 14.5k | $0.00 | $0 | | 06/11/2021 |
| 06/12/2020 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 13.1k | $0.00 | $0 | | 06/12/2020 |
| 05/31/2019 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 12.8k | $0.00 | $0 | | 05/31/2019 |
| 06/08/2018 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 2.5k | $0.00 | $0 | | 06/08/2018 |
| 06/09/2017 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 1.2k | $64.71 | $80k | | 06/09/2017 |
| 06/06/2016 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 7k | $0.00 | $0 | | 06/06/2016 |
| 05/27/2016 | APPLIED OPTOELECTRONICS, INC. | AAOI | Purchase | Common Stock, $.001 par value | 5k | $9.95 | $49.8k | By Spouse | 05/25/2016 |
| 05/25/2016 | APPLIED OPTOELECTRONICS, INC. | AAOI | Purchase | Common Stock, $.001 par value | 5k | $10.00 | $50k | By Spouse | 05/25/2016 |