| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 08/21/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Sale | Common Stock, $.001 par value | 10k | $15.22 | $152.2k | | 08/21/2023 |
| 06/26/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 40.9k | $0.00 | $0 | | 06/26/2023 |
| 06/27/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 53k | $0.00 | $0 | | 06/27/2022 |
| 06/11/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 14.5k | $0.00 | $0 | | 06/11/2021 |
| 06/15/2020 | APPLIED OPTOELECTRONICS, INC. | AAOI | Purchase | Common Stock, $.001 par value | 10k | $9.02 | $90.2k | | 06/12/2020 |
| 06/12/2020 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 13.1k | $0.00 | $0 | | 06/12/2020 |
| 05/31/2019 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 12.8k | $0.00 | $0 | | 05/31/2019 |
| 06/08/2018 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 2.5k | $0.00 | $0 | | 06/08/2018 |
| 06/09/2017 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 1.2k | $64.71 | $80k | | 06/09/2017 |
| 06/06/2016 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 7k | $0.00 | $0 | | 06/06/2016 |
| 08/08/2014 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock | 3k | $0.00 | $0 | | 08/08/2014 |
| 01/06/2014 | APPLIED OPTOELECTRONICS, INC. | AAOI | Exercise | Non-Qualified Stock Option (Right to Buy) | 1.8k | $6.00 | $10.5k | | 01/06/2014 |
| 01/06/2014 | APPLIED OPTOELECTRONICS, INC. | AAOI | Exercise | Non-Qualified Stock Option (Right to Buy) | 1.4k | $6.00 | $8.4k | | 01/06/2014 |
| 01/06/2014 | APPLIED OPTOELECTRONICS, INC. | AAOI | Exercise | Non-Qualified Stock Option (Right to Buy) | 222 | $6.00 | $1.3k | | 01/06/2014 |
| 01/06/2014 | APPLIED OPTOELECTRONICS, INC. | AAOI | Exercise | Non-Qualified Stock Option (Right to Buy) | 667 | $6.00 | $4k | | 01/06/2014 |
| 11/14/2013 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock | 5.5k | $0.00 | $0 | | 11/14/2013 |