| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 06/26/2023 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 40.9k | $0.00 | $0 | | 06/26/2023 |
| 09/06/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 4.4k | $2.24 | $9.9k | | 09/06/2022 |
| 06/27/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 53k | $0.00 | $0 | | 06/27/2022 |
| 06/06/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.2k | $2.26 | $2.8k | | 06/06/2022 |
| 03/04/2022 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.2k | $3.55 | $4.3k | | 03/04/2022 |
| 09/07/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.2k | $7.70 | $9.3k | | 09/07/2021 |
| 06/11/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 14.5k | $0.00 | $0 | | 06/11/2021 |
| 06/07/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.1k | $8.42 | $9.1k | | 06/07/2021 |
| 03/05/2021 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.1k | $7.96 | $8.6k | | 03/05/2021 |
| 12/11/2020 | APPLIED OPTOELECTRONICS, INC. | AAOI | Purchase | Common Stock, $.001 par value | 25.4k | $7.82 | $198.7k | | 12/11/2020 |
| 12/07/2020 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.1k | $8.44 | $9.1k | | 12/07/2020 |
| 09/08/2020 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.1k | $10.17 | $11k | | 09/08/2020 |
| 06/12/2020 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 13.1k | $0.00 | $0 | | 06/12/2020 |
| 06/01/2020 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.1k | $8.82 | $9.4k | | 06/01/2020 |
| 03/02/2020 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.1k | $8.95 | $9.5k | | 03/02/2020 |
| 12/03/2019 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.1k | $10.47 | $11.1k | | 12/03/2019 |
| 09/03/2019 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 1.1k | $8.77 | $9.3k | | 09/03/2019 |
| 06/10/2019 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 213 | $9.68 | $2.1k | | 06/10/2019 |
| 05/31/2019 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 12.8k | $0.00 | $0 | | 05/31/2019 |
| 03/11/2019 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 212 | $13.01 | $2.8k | | 03/11/2019 |
| 12/10/2018 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 211 | $19.08 | $4k | | 12/10/2018 |
| 09/10/2018 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 211 | $32.07 | $6.8k | | 09/10/2018 |
| 06/11/2018 | APPLIED OPTOELECTRONICS, INC. | AAOI | Payment of Exercise | Common Stock, $.001 par value | 409 | $43.07 | $17.6k | | 06/08/2018 |
| 06/08/2018 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 2.5k | $0.00 | $0 | | 06/08/2018 |
| 06/09/2017 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 1.2k | $64.71 | $80k | | 06/09/2017 |
| 05/30/2017 | APPLIED OPTOELECTRONICS, INC. | AAOI | Grant | Common Stock, $.001 par value | 2.3k | $71.24 | $164.9k | | 05/30/2017 |
| 05/12/2017 | APPLIED OPTOELECTRONICS, INC. | AAOI | Sale | Common Stock, $.001 par value | 7.5k | $67.00 | $502.5k | | 05/10/2017 |
| 05/11/2017 | APPLIED OPTOELECTRONICS, INC. | AAOI | Sale | Common Stock, $.001 par value | 5.3k | $65.00 | $344.5k | | 05/10/2017 |
| 05/10/2017 | APPLIED OPTOELECTRONICS, INC. | AAOI | Sale | Common Stock, $.001 par value | 9.7k | $63.45 | $615.5k | | 05/10/2017 |