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> CEM
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2016 | ClearBridge MLP & Midstream Fund Inc. | CEM | 0 | -19,500 | 0 | -264,000 | |
| 03/31/2016 | ClearBridge MLP & Midstream Fund Inc. | CEM | 19,500 | -1,000 | 264,000 | -47,000 | $13.54 |
| 12/31/2015 | ClearBridge MLP & Midstream Fund Inc. | CEM | 20,500 | 20,500 | 311,000 | 311,000 | $15.17 |
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