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Eos Partners, L.P.
> CAT
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2011 | CATERPILLAR INC | CAT | 0 | -100,000 | 0 | -7,384,000 | |
| 09/30/2011 | CATERPILLAR INC | CAT | 100,000 | 100,000 | 7,384,000 | 7,384,000 | $73.84 |
| 12/31/2010 | CATERPILLAR INC | CAT | 0 | -25,000 | 0 | -1,967,000 | |
| 09/30/2010 | CATERPILLAR INC | CAT | 25,000 | 25,000 | 1,967,000 | 1,967,000 | $78.68 |
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