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K2 PRINCIPAL FUND, L.P.
> RIVN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2023 | Rivian Automotive, Inc. / DE | RIVN | 0 | -595,293 | 0 | -19,591,000 | |
| 09/30/2022 | Rivian Automotive, Inc. / DE | RIVN | 595,293 | 156,184 | 19,591,000 | 8,288,000 | $32.91 |
| 06/30/2022 | Rivian Automotive, Inc. / DE | RIVN | 439,109 | 439,109 | 11,303,000 | 11,303,000 | $25.74 |
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